Stephen J. Greenberg
Professional summary
Stephen Joshua Greenberg, who also goes by Stephen J Greenberg, is a registered financial professional currently at SPENCER-WINSTON SECURITIES CORPORATION located in Brooklyn, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Joshua Greenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 26, 2008 - Present
SPENCER-WINSTON SECURITIES CORPORATION
Office #1: 2362 Nostrand Ave Suite 3, Brooklyn, NY 11210January 8, 1999 - December 23, 2008
POND EQUITIES
January 24, 1995 - January 1, 1999
FAB SECURITIES OF AMERICA, INC.
March 19, 1993 - February 1, 1995
GKN SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2020)
(4/3/2025)
(11/10/2009)
(1/15/2009)
Exams
Series 55
Date: 11/21/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
SPENCER-WINSTON SECURITIES CORPORATION
CRD#: 8300 / SEC#: , 8-24995
Contact information
FINRA licenses (9 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 5 |
Red Flags
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