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FIRM PROFILE
Overview
SPENCER-WINSTON SECURITIES CORPORATION is located at 45 West 47th Street Suite 402, New York, NY 10036-2825 and was first established at New York, New York in 04/30/1980. After operating for 46 years, SPENCER-WINSTON SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SPENCER-WINSTON SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. SPENCER-WINSTON SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SPENCER-WINSTON SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 7 disclosures, 2 being regulatory events, 0 being client events, and 5 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SPENCER-WINSTON SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SPENCER-WINSTON SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SPENCER-WINSTON SECURITIES CORPORATION Comes From
Understanding the Statistics for SPENCER-WINSTON SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
45 West 47th Street Suite 402, New York, NY 10036-2825
45 West 47th Street Suite 402, New York, NY 10036-2825
Small
(212) 840-2444
New York since 04/30/1980
Corporation
April
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at SPENCER-WINSTON SECURITIES CORPORATION
Vincent Michael Bruno
Stephen Joshua Greenberg
Sharon M Smilow
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