Robert S. Graham
Professional summary
Robert Scott Graham is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 9 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Scott Graham's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2023 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017October 12, 2021 - June 1, 2023
LOOP CAPITAL MARKETS LLC
September 9, 2019 - October 10, 2021
ROSENBLATT SECURITIES INC.
December 9, 2015 - June 15, 2019
BMO CAPITAL MARKETS CORP.
September 1, 2010 - November 13, 2015
JEFFERIES LLC
June 2, 2010 - September 1, 2010
BOENNING & SCATTERGOOD, INC.
July 7, 2008 - June 3, 2010
LADENBURG THALMANN & CO. INC.
January 18, 2000 - June 12, 2008
J.P. MORGAN SECURITIES LLC
June 12, 1996 - November 5, 1999
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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