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Pearse Stephen Mccormack

TOUCHSTONE SECURITIES
CINCINNATI, OH
·CRD# 2323759·33 years experience

Professional Summary

Pearse Stephen Mccormack, who also goes by Pearse S Mccormack, Pearse Stephen Mcmormack, is a registered financial advisor currently at TOUCHSTONE SECURITIES, LLC located in Cincinnati, Ohio. Pearse is registered as a RR (Registered Representative) and started their career in finance in 1993. Pearse has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pearse S Mccormack, Pearse Stephen Mcmormack

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

TOUCHSTONE SECURITIES, LLC·CRD# 1526
BD
303 Broadway Suite 1100, Cincinnati, OH 45202
January 27, 2012 - Present
LPL FINANCIAL LLC·CRD# 6413
BD
Hauppauge, NY
January 11, 2010 - January 18, 2012
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
Jersey City, NJ
March 29, 2004 - November 23, 2009
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
December 4, 1997 - March 26, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 13, 1993 - June 17, 1997

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Current Firm

TOUCHSTONE SECURITIES, LLC
TOUCHSTONE SECURITIES, LLC

CONTINENTAL MANAGEMENT, INC. | TOUCHSTONE SECURITIES, LLC | TOUCHSTONE SECURITIES, INC.

CRD#: 1526 / SEC#: 8-14052
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

303 Broadway Suite 1100, Cincinnati, OH 45202

Mailing Address

303 Broadway Suite 1100, Cincinnati, OH 45202

Phone Number

(513) 362-8000

Established

Nebraska since 01/01/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOUCHSTONE ADVISORS INCSHAREHOLDER107028
AARTS, ERIKVP, SENIOR FIXED INCOME STRATEGIST2556961
ALGE, BENJAMIN JPRESIDENT6225581
BRAY, TIMOTHY ALLENDIVISIONAL VICE PRESIDENT1858477
CONNELLY, LINDSAY MICHELLEAVP & ASSISTANT TREASURER7212999
COSTANZA, TIMOTHY JOHNVP MANAGING DIRECTOR INSTITUTIONAL DEVELOPMENT4471461
DAY, MICHAELDIVISIONAL VP5089878
GROUT, THOMAS JOSEPHDIVISIONAL VP5889057
JONES, MICHAEL STEPHENASSISTANT VICE PRESIDENT5537600
KOERNER, RICHARD MICHAELVP, SENIOR ETF SALES SPECIALIST2249223
KUSSIN, WILLIAM FREDERICKDIVISIONAL VP5810274
MASTERS, JOSHUAASSISTANT VP7671731
MCGRUDER, JILL TRIPPDIRECTOR1221720
MOCK, MARY TAYLORSVP & HEAD OF DISTRIBUTION5276399
MORSE, JULIE LYNNSVP, MARKETING6743435
MUSGROVE, JOHN SAVP - ASSISTANT TREASURER6607165
NIEMEYER, JONATHAN DAVIDDIRECTOR5863603
RENNERS, TYLER SCOTTSECRETARY8246902
SCOTT, SHAWN MICHAELCHIEF COMPLIANCE OFFICER4673623
SMITH, JULIE LOUISEVICE PRESIDENT3199707
STEARNS, TIMOTHY STEVENVP, COMPLIANCE1327230
WIEDENHEFT, TERRIE ANNCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / TREASURER2619213
WITTMAN, SCOTTVICE PRESIDENT, TAX7679752
WUEBBLING, DONALD JOSEPHDIRECTOR473438

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/4/2017)
RR
Alaska
(1/4/2017)
RR
Arizona
(1/4/2017)
RR
Arkansas
(1/4/2017)
RR
California
(1/4/2017)
RR
Colorado
(1/4/2017)
RR
Connecticut
(1/5/2015)
RR
Delaware
(1/5/2015)
RR
District of Columbia
(1/5/2015)
RR
Florida
(1/4/2017)
RR
Georgia
(1/4/2017)
RR
Hawaii
(1/4/2017)
RR
Idaho
(1/4/2017)
RR
Illinois
(1/4/2017)
RR
Indiana
(1/4/2017)
RR
Iowa
(1/4/2017)
RR
Kansas
(1/4/2017)
RR
Kentucky
(1/4/2017)
RR
Louisiana
(1/4/2017)
RR
Maine
(1/5/2015)
RR
Maryland
(1/5/2015)
RR
Massachusetts
(1/5/2015)
RR
Michigan
(1/4/2017)
RR
Minnesota
(1/4/2017)
RR
Mississippi
(1/4/2017)
RR
Missouri
(1/4/2017)
RR
Montana
(1/4/2017)
RR
Nebraska
(1/4/2017)
RR
Nevada
(1/4/2017)
RR
New Hampshire
(1/5/2015)
RR
New Jersey
(1/5/2015)
RR
New Mexico
(1/4/2017)
RR
New York
(1/27/2012)
RR
North Carolina
(1/4/2017)
RR
North Dakota
(1/4/2017)
RR
Ohio
(1/27/2012)
RR
Oklahoma
(1/4/2017)
RR
Oregon
(1/4/2017)
RR
Pennsylvania
(1/5/2015)
RR
Rhode Island
(1/5/2015)
RR
South Carolina
(1/4/2017)
RR
South Dakota
(1/4/2017)
RR
Tennessee
(1/4/2017)
RR
Texas
(1/4/2017)
RR
Utah
(1/4/2017)
RR
Vermont
(1/5/2015)
RR
Virginia
(1/5/2015)
RR
Washington
(1/4/2017)
RR
West Virginia
(1/4/2017)
RR
Wisconsin
(1/4/2017)
RR
Wyoming
(1/4/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2010About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1993About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 2016About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Pearse Stephen Mccormack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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