Bruce Corcoran

USI ADVISORS

CHARLOTTE, NC 28210

Some features on this profile are disabled

CRD#: 2321600

Professional summary

Bruce Corcoran, AIF®, who also goes by Bruce None Corcoran, Bruce Corcoran, is a registered financial advisor currently at USI ADVISORS located in Charlotte, North Carolina and USI SECURITIES, INC. located in Charlotte, North Carolina.

Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Bruce has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bruce None Corcoran | Bruce Corcoran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Corcoran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 16, 2024 - Present

USI ADVISORS

Office #1: 6100 Fairview Road Suite 400, Charlotte, NC 28210

RIA

CRD#: 108113

CHARLOTTE, NC

Current

May 14, 2024 - Present

USI SECURITIES, INC.

Office #1: 6100 Fairview Road Ste 1400, Charlotte, NC 28210

RIA

CRD#: 43793

Charlotte, NC

Past

June 20, 2018 - March 12, 2021

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

WASHINGTON, DC

Past

June 13, 2018 - March 12, 2021

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

WASHINGTON, DC

Past

July 7, 2016 - May 29, 2018

HORACE MANN INVESTORS, INC.

RIA

CRD#: 11643

SPRINGFIELD, IL

Past

July 7, 2016 - May 29, 2018

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

Past

November 12, 2009 - March 5, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHARLOTTE, NC

Past

November 4, 2009 - August 6, 2010

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

CHARLOTTE, NC

Past

November 4, 2009 - March 5, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

August 3, 2001 - December 3, 2008

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

LAS VEGAS, NV

Past

May 17, 1999 - December 3, 2008

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

LAS VEGAS, NV

Past

March 24, 1993 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(6/19/2024)

IAR

North Carolina
(7/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/26/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/26/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 3/21/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/11/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bruce Corcoran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Corcoran's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

MISSIONSQUARE RETIREMENT

MISSIONSQUARE INVESTMENT SERVICES

HORACE MANN INVESTORS, INC.

HORACE MANN INVESTORS, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TEACHERS PERSONAL INVESTORS SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

THE VARIABLE ANNUITY MARKETING COMPANY

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2024

Series 63

Date: 5/7/1999

Series 7TO

Date: 11/26/2022

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2000

Series 6

Date: 3/22/1993

Series 24

Date: 11/26/2022

Series 51

Date: 3/21/2003

Series 26

Date: 7/11/2000

FINRA

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

Similar Advisors