AW
Alan Weingarten
COMPREHENSIVE CAPITAL MANAGEMENT
Lynbrook, NY 11563
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CRD#: 2319459
AW
Professional summary
Alan Weingarten is a registered financial advisor currently at COMPREHENSIVE CAPITAL MANAGEMENT, INC. located in Lynbrook, New York and APW CAPITAL, INC. located in Rockaway, New Jersey.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Alan has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Weingarten Financial Funding; Lynbrook, NY; Service Description: Financial Services/Pre-settlement funding of lawsuits; Start date: 04/30/2013; Title: Owner/Operator; Duties: Provide funding to plaintiff's in certain types of litigation; Time spent: 40 hrs./months. 2. Comprehensive Capital Management, RIA; Lynbrook, NY; Service description and Duties: conduct investment advisory service -affiliated firm is APW Capital, Inc.; Title: Investment Advisor; Time spent: 5 hours/week.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Weingarten's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2021 - Present
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
Office #1: 700 Merrick Road, Lynbrook, NY 11563RIA
CRD#: 119890
Lynbrook, NY
Current
March 12, 2009 - Present
APW CAPITAL, INC.
Office #1: 100 Enterprise Drive, Suite 504, Rockaway, NJ 07866BD
CRD#: 43814
Rockaway, NJ
Past
January 31, 2008 - March 3, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LYNBROOK, NY
Past
October 2, 2002 - December 31, 2007
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
LYNBROOK, NY
Past
January 31, 2001 - October 2, 2002
WISE PLANNING CORP.
BD
CRD#: 899
HICKSVILLE, NY
Past
May 21, 1993 - January 3, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
May 21, 1993 - January 3, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
AMERIWEALTH MANAGEMENT | WEINGARTEN FINANCIAL GROUP | SENIOR RESOURCES | RETIREMENT TARGETS | OBERLANDER DORFMAN | JFL TOTAL WEALTH MANAGEMENT | INTERNATIONAL FINANCIAL ADVISORY GROUP | HARPER & HODGE | GIL WOOD & ASSOCIATES | EAST MAIN STREET ADVISORS | DMC WEALTH ADVISORS, LLC | COMPREHENSIVE FINANCIAL SERVICES | COMPREHENSIVE CAPITAL MANAGEMENT, INC. | COMPASS-ION ADVISORS LLC | BACK9 RETIREMENT SOLUTIONS | B&D FINANCIAL SERVICES, INC.
CRD#: 119890 / SEC#: 801-61068
RIA
Registered Investment Advisory firm - (4/19/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(3/12/2009)
RR
New York(3/12/2009)
IAR
New York(4/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
AMERIWEALTH MANAGEMENT | WEINGARTEN FINANCIAL GROUP | SENIOR RESOURCES | RETIREMENT TARGETS | OBERLANDER DORFMAN | JFL TOTAL WEALTH MANAGEMENT | INTERNATIONAL FINANCIAL ADVISORY GROUP | HARPER & HODGE | GIL WOOD & ASSOCIATES | EAST MAIN STREET ADVISORS | DMC WEALTH ADVISORS, LLC | COMPREHENSIVE FINANCIAL SERVICES | COMPREHENSIVE CAPITAL MANAGEMENT, INC. | COMPASS-ION ADVISORS LLC | BACK9 RETIREMENT SOLUTIONS | B&D FINANCIAL SERVICES, INC.
CRD#: 119890 / SEC#: 801-61068
RIA
Registered Investment Advisory firm - (4/19/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Mailing Address
Phone number
(973) 394-0404
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,105 |
| AUM (Assets Under Management) | $ 71,040,110 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
