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LG

Larry A. Goldberg

LARGO TRADING, L.P.
Merion Station, PA 19066
Some features on this profile are disabled
CRD#: 2319078
LG

Professional summary

Larry Allen Goldberg is a registered financial professional currently at LARGO TRADING, L.P. located in Merion Station, Pennsylvania.

Larry is registered as a RR (Registered Representative) and started their career in finance in 2006. Larry has worked at 1 firm and has passed the Series 57TO, SIE, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Larry Allen Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2006 - Present

LARGO TRADING, L.P.

Office #1: 361 North Highland Ave, Merion Station, PA 19066
BD
CRD#: 136801
Merion Station, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/2/2012
Registered Options Principal Examination
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

LT
LARGO TRADING, L.P.
LARGO TRADING L.L.C. | LARGO TRADING, L.P.

CRD#: 136801 / SEC#: , 8-67047

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
361 North Highland Ave, Merion Station, PA 19066
Mailing Address
361 North Highland Ave, Merion Station, PA 19066
Phone number
(215) 620-9662
Established
Pennsylvania since 10/15/2006
Firm type
Partnership
Fiscal year end
December
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GOLDBERG, CONSTANCEINVESTING PARTNER
GOLDBERG, LARRY ALLENOFFICER AND LIMITED PARTNER
LARGO MANAGEMENT LLCGENERAL PARTNER
MEISEL, JULIUS LEOTRADING PARTNER

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LARGO TRADING, L.P.

CRD#: 136801Merion Station, PA 19066

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