Kevin J. Mcphee

KESTRA ADVISORY SERVICES

Woodbury, NY 11797

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CRD#: 2316848

Professional summary

Kevin John Mcphee, who also goes by Kevin J Mcphee, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Woodbury, New York and KESTRA INVESTMENT SERVICES, LLC located in Woodbury, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 17 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin J Mcphee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: COASTLINE WEALTH MANAGEMENT POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 30 START DATE: 01/04/2024 ADDRESS: 7600 Jericho Turnpike, Woodbury NY 11797 DESCRIPTION: I will be recommending securities for clients investment account. Managing assets on a transaction based format. Business Name: KEVIN J. MCPHEE POSITION: Self NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 01/04/2024 ADDRESS: 7600 Jericho Turnpike, Woodbury NY 11797 DESCRIPTION: Insurance Agent for Life, Health, and Fixed Annuities4 Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 30 START DATE: 01/04/2024 ADDRESS: 7600 Jericho Turnpike, Woodbury NY 11797 DESCRIPTION: Managing clients investment portfolio's on a fee based relationship.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Mcphee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 7600 Jericho Turnpike Suite 302, Woodbury, NY 11797

RIA

CRD#: 283330

Woodbury, NY

Current

March 5, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 7600 Jericho Turnpike Suite 302, Woodbury, NY 11797

CRD#: 42046

Woodbury, NY

Past

October 5, 2015 - February 1, 2024

PARTNERS CAPITAL SERVICES, INC.

RIA

CRD#: 127621

HAUPPAUGE, NY

Past

November 4, 2008 - February 1, 2024

AMERICAN CAPITAL PARTNERS, LLC

CRD#: 119249

HAUPPAUGE, NY

Past

November 23, 2004 - November 12, 2008

ANDREW GARRETT INC.

CRD#: 29931

NEW YORK, NY

Past

May 5, 2003 - December 17, 2004

LH ROSS & COMPANY, INC.

CRD#: 37920

BOCA RATON, FL

Past

June 6, 2002 - June 2, 2003

HARRISON SECURITIES, INC.

CRD#: 14103

PORT WASHINGTON, NY

Past

March 6, 2001 - June 18, 2002

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

UNIONDALE, NY

Past

May 14, 1999 - March 15, 2001

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

ENGLEWOOD, CO

Past

September 21, 1998 - March 15, 1999

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

Past

May 5, 1997 - July 30, 1998

THE HAMILTON-SHEA GROUP, INC.

CRD#: 37526

POMPANO BEACH, FL

Past

July 11, 1996 - December 13, 1996

LANDMARK INTERNATIONAL EQUITIES

CRD#: 25098

WESTBURY, NY

Past

September 13, 1995 - July 26, 1996

FIRST UNITED EQUITIES CORPORATION

CRD#: 36398

NEW YORK, NY

Past

June 1, 1994 - October 9, 1995

A. R. BARON & CO., INC.

CRD#: 29285

NEW YORK, NY

Past

February 2, 1994 - June 3, 1994

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

February 9, 1993 - October 5, 1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

February 9, 1993 - October 5, 1993

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/6/2024)

Connecticut
(3/6/2024)

Florida
(3/6/2024)

Georgia
(3/7/2024)

Idaho
(3/5/2024)

Indiana
(3/22/2024)

Iowa
(3/8/2024)

Kansas
(3/5/2024)

Louisiana
(3/5/2024)

Maryland
(4/2/2024)

New Jersey
(3/20/2025)

IAR

New York
(1/4/2024)

New York
(3/5/2024)

North Carolina
(3/26/2024)

Oklahoma
(3/6/2024)

Pennsylvania
(3/5/2024)

South Carolina
(4/9/2024)

IAR

Texas
(1/4/2024)

Texas
(3/5/2024)

IAR

Utah
(1/29/2024)

Utah
(3/5/2024)

Vermont
(3/5/2024)

Washington
(4/11/2024)

Wisconsin
(3/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/9/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/5/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin J. Mcphee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Mcphee's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

PARTNERS CAPITAL SERVICES, INC.

AMERICAN CAPITAL PARTNERS, LLC

ANDREW GARRETT INC.

LH ROSS & COMPANY, INC.

HARRISON SECURITIES, INC.

JOSEPH GUNNAR & CO. LLC

GLOBAL CAPITAL SECURITIES CORPORATION

JOSEPH CHARLES & ASSOC., INC.

THE HAMILTON-SHEA GROUP, INC.

LANDMARK INTERNATIONAL EQUITIES

FIRST UNITED EQUITIES CORPORATION

A. R. BARON & CO., INC.

D. H. BLAIR & CO., INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2012

Series 63

Date: 3/9/1993

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/4/1994

Series 6

Date: 2/5/1993

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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