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CM

Christopher M. Meadows

NOVA CAPITAL SOLUTIONS
Pompano Beach, FL 33062
Some features on this profile are disabled
CRD#: 2315300
CM

Professional summary

Christopher Matthew Meadows, who also goes by Chris Meadows, is a registered financial professional currently at NOVA CAPITAL SOLUTIONS, LLC located in Pompano Beach, Florida.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, Series 82TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Meadows

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Matthew Meadows's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2021 - Present

NOVA CAPITAL SOLUTIONS, LLC

Office #1: 2125 E. Atlantic Boulevard, Pompano Beach, FL 33062
BD
CRD#: 174636
Pompano Beach, FL
Past

May 24, 2018 - December 3, 2020

CABIN SECURITIES, INC.

BD
CRD#: 137608
OVERLAND PARK, KS
Past

July 1, 2013 - May 24, 2018

COMMERCE STREET CAPITAL, LLC

BD
CRD#: 143797
DALLAS, TX
Past

May 5, 2011 - June 20, 2013

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
DULUTH, GA
Past

March 23, 2010 - November 5, 2010

COMPASS POINT RESEARCH & TRADING, LLC

BD
CRD#: 126258
WASHINGTON, DC
Past

May 2, 2007 - December 31, 2007

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
GREENSBORO, NC
Past

January 31, 2007 - March 22, 2010

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
GREENSBORO, NC
Past

September 5, 2005 - January 19, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
GREENSBORO, NC
Past

July 15, 2005 - January 19, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
GREENSBORO, NC
Past

February 5, 1993 - October 19, 1993

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/5/2021)
RR
New York
(4/4/2021)
RR
North Carolina
(3/27/2021)
RR
South Carolina
(7/23/2021)
RR
Texas
(4/30/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/2/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/3/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/3/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/25/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NC
NOVA CAPITAL SOLUTIONS, LLC
NOVA CAPITAL SOLUTIONS, LLC

CRD#: 174636 / SEC#: , 8-69575

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2125 E. Atlantic Boulevard, Pompano Beach, FL 33062
Mailing Address
2125 E. Atlantic Boulevard, Pompano Beach, FL 33062
Phone number
(954) 663-9200
Established
Florida since 10/09/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UMHAFER, NEILSHAREHOLDER
KERSEY, KRISTA ANNPRESIDENT/CEO, CHIEF COMPLIANCE OFFICER1864116
COLOMBO, DOUGLASFINOP1858351
MEADOWS, CHRISTOPHER MATTHEWMANAGING DIRECTOR, COMPLIANCE OFFICER2315300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOVA CAPITAL SOLUTIONS, LLC

CRD#: 174636Pompano Beach, FL 33062

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