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Krista Fanning Kersey

NOVA CAPITAL SOLUTIONS
Pompano Beach, FL
·CRD# 1864116·33 years experience

Professional Summary

Krista Fanning Kersey, who also goes by Krista Ann Fanning, Krista Ann Kersey, Krista Fanning Kersey, is a registered financial advisor currently at NOVA CAPITAL SOLUTIONS, LLC located in Pompano Beach, Florida. Krista is registered as a RR (Registered Representative) and started their career in finance in 1993. Krista has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Krista Ann Fanning, Krista Ann Kersey, Krista Fanning Kersey

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

NOVA CAPITAL SOLUTIONS, LLC·CRD# 174636
BD
1. 2125 E. Atlantic Boulevard, Pompano Beach, FL 330622. 2125 E. Atlantic Boulevard, Pompano Beach, FL 33062
January 15, 2016 - Present
ENDEAVOR CAPITAL·CRD# 118820
BD
New York, NY
August 1, 2012 - March 20, 2014
STREETCAPITAL, INC·CRD# 104034
BD
Roswell, GA
August 6, 2009 - July 8, 2010
FRANKLIN ROSS, INC.·CRD# 43610
BD
Princeton, NJ
March 16, 2004 - June 8, 2007
KERSEY, SCILLIA, FORSTER AND BROOKS, INC.·CRD# 41837
BD
Ft. Lauderdale, FL
August 8, 1997 - August 23, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 21, 1993 - April 24, 1995

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Current Firm

NC
NOVA CAPITAL SOLUTIONS, LLC

NOVA CAPITAL SOLUTIONS, LLC

CRD#: 174636 / SEC#: 8-69575
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2125 E. Atlantic Boulevard, Pompano Beach, FL 33062

Mailing Address

2125 E. Atlantic Boulevard, Pompano Beach, FL 33062

Phone Number

(954) 663-9200

Established

Florida since 10/09/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UMHAFER, NEILSHAREHOLDER—
KERSEY, KRISTA ANNPRESIDENT/CEO, CHIEF COMPLIANCE OFFICER1864116
COLOMBO, DOUGLASFINOP1858351
MEADOWS, CHRISTOPHER MATTHEWMANAGING DIRECTOR, COMPLIANCE OFFICER2315300

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(2/29/2016)
RR
New York
(5/6/2016)
RR
North Carolina
(1/5/2026)
RR
Texas
(4/28/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2016About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Krista Fanning Kersey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KK
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