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Christopher Matthew Meadows

NOVA CAPITAL SOLUTIONS
Pompano Beach, FL
·CRD# 2315300·33 years experience

Professional Summary

Christopher Matthew Meadows, who also goes by Chris Meadows, is a registered financial advisor currently at NOVA CAPITAL SOLUTIONS, LLC located in Pompano Beach, Florida. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, Series 82TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Meadows

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

NOVA CAPITAL SOLUTIONS, LLC·CRD# 174636
BD
2125 E. Atlantic Boulevard, Pompano Beach, FL 33062
March 21, 2021 - Present
CABIN SECURITIES, INC.·CRD# 137608
BD
Overland Park, KS
May 24, 2018 - December 3, 2020
COMMERCE STREET CAPITAL, LLC·CRD# 143797
BD
Dallas, TX
July 1, 2013 - May 24, 2018
PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
Duluth, GA
May 5, 2011 - June 20, 2013
COMPASS POINT RESEARCH & TRADING, LLC·CRD# 126258
BD
Washington, DC
March 23, 2010 - November 5, 2010
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Greensboro, NC
May 2, 2007 - December 31, 2007
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Greensboro, NC
January 31, 2007 - March 22, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Greensboro, NC
September 5, 2005 - January 19, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Greensboro, NC
July 15, 2005 - January 19, 2007
WS GRIFFITH SECURITIES, INC.·CRD# 10410
BD
February 5, 1993 - October 19, 1993

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Current Firm

NC
NOVA CAPITAL SOLUTIONS, LLC

NOVA CAPITAL SOLUTIONS, LLC

CRD#: 174636 / SEC#: 8-69575
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

2125 E. Atlantic Boulevard, Pompano Beach, FL 33062

Mailing Address

2125 E. Atlantic Boulevard, Pompano Beach, FL 33062

Phone Number

(954) 663-9200

Established

Florida since 10/09/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UMHAFER, NEILSHAREHOLDER—
KERSEY, KRISTA ANNPRESIDENT/CEO, CHIEF COMPLIANCE OFFICER1864116
COLOMBO, DOUGLASFINOP1858351
MEADOWS, CHRISTOPHER MATTHEWMANAGING DIRECTOR, COMPLIANCE OFFICER2315300

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/5/2021)
RR
New York
(4/4/2021)
RR
North Carolina
(3/27/2021)
RR
South Carolina
(7/23/2021)
RR
Texas
(4/30/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1993About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Matthew Meadows's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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