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Craig S. Chilcote
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Duluth, MN 55802
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CRD#: 2315095
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Professional summary
Craig Steven Chilcote is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Duluth, Minnesota and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Duluth, Minnesota.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Craig has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) TC STORAGE, LLC, DULUTH, MN, 12/2021, OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) CJD, LLC, 823 BELKNAP ST, SUITE 222, SUPERIOR, WI, 07/2020, OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 4) CDT PROPERTIES, LLC, 2600 E 2ND ST, DULUTH, MN, 06/2008, OWNER, REAL ESTATER, NIR, 0 HR/MO, 0 HR/MO TRADING. 5) GWEN PROPERTIES LLC, DULUTH, MN, 05/2013, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 6) EGWEN PROPERTIES, LLC, DULUTH, MN, 05/2013, OWNER, REAL ESTATE, OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) EXPANDING HORIZONS, INC, 121 W SUPERIOR ST, DULUTH, MN, 07/2006, OWNER, ASSISTED LIVING FACILITY, NIR, 10 HR/MO, 0 HR/MO TRADING. 8) EXPANDING HORIZONS HOMES, LLC, 121 W SUPERIOR ST, DULUTH, MN, 06/2009, OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 9) ANDERSON, KUITI & ASUMA PLLC, 5 N 3rd Ave W, Suite 201, Duluth MN 55802, 05/01/2013, Managing Partner, Tax Services, NIR, 40 HR/MO, 40 HR/MO TRADING. 10) TIDAL WEALTH ADVISORS, 5 N 3rd Ave W, Suite 400, Duluth MN 55802, United States, 12/01/2023, Investment Advisor Representative, DBA Name, INV REL, 20 HR/MO - 20 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Craig Steven Chilcote's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 5 N 3rd Ave. W Ste. 400, Duluth, MN 55802RIA
CRD#: 134139
Duluth, MN
Current
December 1, 2023 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 5 N 3rd Ave. W Ste. 400, Duluth, MN 55802BD
CRD#: 39543
Duluth, MN
Past
November 30, 2017 - December 4, 2023
SYMPHONIC FINANCIAL ADVISORS LLC
RIA
CRD#: 135603
NEW YORK, NY
Past
November 29, 2017 - December 4, 2023
SYMPHONIC SECURITIES LLC
BD
CRD#: 139512
DULUTH, MN
Past
March 3, 1993 - October 19, 1994
WADDELL & REED
BD
CRD#: 866
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/1/2023)
RR
Florida(12/1/2023)
RR
Minnesota(12/1/2023)
IAR
Minnesota(12/1/2023)
RR
Missouri(12/1/2023)
RR
Montana(12/4/2023)
RR
New Mexico(12/1/2023)
RR
New York(12/1/2023)
RR
North Dakota(12/1/2023)
RR
South Carolina(12/1/2023)
RR
South Dakota(12/1/2023)
RR
Texas(12/1/2023)
IAR
Texas(12/1/2023)
RR
Wisconsin(12/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Duluth, MN 55802TRUST BUT VERIFY
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