Eric J. Lloyd
Professional summary
Eric James Lloyd is a registered financial professional currently at BARINGS SECURITIES LLC located in Charlotte, North Carolina.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1996. Eric has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric James Lloyd's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2013 - Present
BARINGS SECURITIES LLC
Office #1: 300 S. Tryon Street Suite 2500, Charlotte, NC 28202July 1, 2003 - November 14, 2012
WELLS FARGO SECURITIES, LLC
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 2, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
March 6, 1997 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
May 29, 1996 - February 12, 1997
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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