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GS

Gerard Scarpati

FS INVESTMENT SOLUTIONS
Philadelphia, PA 19112
Some features on this profile are disabled
CRD#: 2313132
GS

Professional summary

Gerard Scarpati, who also goes by Gerard Nmn Scarpati, Jerry Scarpati, is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania and VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania.

Gerard is registered as a RR (Registered Representative) and started their career in finance in 1993. Gerard has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gerard Nmn Scarpati | Jerry Scarpati

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerard Scarpati's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 10, 2010 - Present

FS INVESTMENT SOLUTIONS, LLC

Office #1: 201 Rouse Boulevard, Philadelphia, PA 19112
BD
CRD#: 145244
Philadelphia, PA
Current

May 15, 2017 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: 223 Wilmington West Chester Pike Suite 216, Chadds Ford, PA 19317Office #2: Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317
BD
CRD#: 285573
Chadds Ford, PA
Current

August 23, 2019 - Present

M2O PRIVATE FUND ADVISORS LLC

Office #1: 1 North Lexington Ave Suite 500, White Plains, NY 10601
BD
CRD#: 158741
White Plains, NY
Current

October 9, 2019 - Present

IM GLOBAL US DISTRIBUTORS LLC

Office #1: 2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245Office #2: 2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
BD
CRD#: 299892
El Segundo, CA
Past

August 17, 2020 - August 2, 2024

TMF INVESTMENTS

BD
CRD#: 306422
ALEXANDRIA, VA
Past

January 15, 2020 - December 26, 2020

TERRA CAPITAL MARKETS LLC

BD
CRD#: 123762
NEW YORK, NY
Past

March 25, 2009 - September 3, 2014

PACER FINANCIAL, INC.

BD
CRD#: 137040
PAOLI, PA
Past

April 26, 2006 - August 29, 2007

FAIRBRIDGE CAPITAL MARKETS

BD
CRD#: 103818
GUAYNABO, PR
Past

February 17, 2004 - May 11, 2004

CMS INVESTMENT RESOURCES, LLC

BD
CRD#: 10102
WYNNEWOOD, PA
Past

June 10, 1996 - August 18, 2003

LOCKWOOD FINANCIAL SERVICES, INC.

BD
CRD#: 40655
MALVERN, PA
Past

March 11, 1993 - September 1, 1994

INTERVEST FINANCIAL SERVICES, INC.

BD
CRD#: 29865
MALVERN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/27/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/16/2000
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/24/1993
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IG
IM GLOBAL US DISTRIBUTORS LLC
IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892 / SEC#: , 8-70266

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
Mailing Address
2301 Rosecrans Avenue Suite 2150, El Segundo, CA 90245
Phone number
(323) 238-4518
Established
Delaware since 12/05/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
IM GLOBAL PARTNER SASPARENT COMPANY
KELLY, JOSEPH PETER IICHIEF COMPLIANCE OFFICER6268052
SCARPATI, GERARDFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2313132
SEELEY, JEFFREY KENTPRINCIPAL, CHIEF OPERATING OFFICER2539223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IM GLOBAL US DISTRIBUTORS LLC

CRD#: 299892Philadelphia, PA 19112

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