AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MH

Matthew N. Hulsizer

PEAK6 CAPITAL MANAGEMENT LLC
Austin, TX 78702
Some features on this profile are disabled
CRD#: 2311367
MH

Professional summary

Matthew Nels Hulsizer is a registered financial professional currently at PEAK6 CAPITAL MANAGEMENT LLC located in Austin, Texas and APEX CLEARING CORPORATION located in Austin, Texas.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 8 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Nels Hulsizer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 18, 2002 - Present

PEAK6 CAPITAL MANAGEMENT LLC

Office #1: 2010 E. 6th St., Austin, TX 78702
BD
CRD#: 43773
Austin, TX
Current

July 5, 2012 - Present

APEX CLEARING CORPORATION

Office #1: 2010 E. 6th St., Austin, TX 78702Office #2: 141 W. Jackson Blvd. Suite 260, Chicago, IL 60604
BD
CRD#: 13071
Austin, TX
Current

December 19, 2024 - Present

APEX FINTECH BROKERAGE SERVICES

Office #1: 141 W Jackson Blvd. Suite 260, Chicago, IL 60604Office #2: 2010 E 6th St., Austin, TX 78702
BD
CRD#: 305818
Chicago, IL
Past

November 10, 2023 - May 1, 2024

CODA MARKETS, INC.

BD
CRD#: 36187
WILMETTE, IL
Past

July 19, 2012 - April 8, 2013

MND PARTNERS, INC.

BD
CRD#: 131833
NEW YORK, NY
Past

March 7, 2011 - June 30, 2014

PEAK6 PERFORMANCE MANAGEMENT LLC

BD
CRD#: 137368
CHICAGO, IL
Past

October 4, 1994 - May 19, 1997

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

March 16, 1993 - June 15, 1994

O'CONNOR & ASSOCIATES

BD
CRD#: 8242
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/3/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/1993
General Securities Representative Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

AF
APEX FINTECH BROKERAGE SERVICES
APEX DIRECT | FINTRON INVEST LLC | FINTRON INVEST | APEX FINTECH BROKERAGE SERVICES LLC | APEX FINTECH BROKERAGE SERVICES

CRD#: 305818 / SEC#: , 8-70414

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
350 N. Saint Paul Street Suite 1300, Dallas, TX 75201
Mailing Address
350 N. Saint Paul Street Suite 1300, Dallas, TX 75201
Phone number
(214) 765-1297
Established
New York since 08/29/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINTRON, INC.SHAREHOLDER
DUCKWORTH, PAUL DFINOP, PRINCIPAL FINANCIAL OFFICER3202937
LOUIS-CHARLES, FRITZCEO, COO, PRINCIPAL OPERATIONS OFFICER3232698
OXLEY, MICHAEL LLOYDCCO4768393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APEX FINTECH BROKERAGE SERVICES

CRD#: 305818Austin, TX 78702

TRUST BUT VERIFY

Monitor Matthew Hulsizer

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Steven Raymond Gallegos
Steven GallegosAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Austin, TX
Eric Scott Pomerantz
Eric PomerantzAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Austin, TX
Jeffrey Glenn Weeks
Jeffrey WeeksAdvisorCheck Check Mark
ATX PORTFOLIO ADVISORS, LLC
IAR
Austin, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics