Jerome A. Kellner

KELLNER CAPITAL MANAGEMENT

Philadelphia, PA 19102-3637

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CRD#: 2311319

Professional summary

Jerome Allen Kellner, who also goes by Jerome Kellner, is a registered financial advisor currently at KELLNER CAPITAL MANAGEMENT, INC. located in Philadelphia, Pennsylvania.

Jerome is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jerome has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerome Kellner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kellner & Associates, P.C. 1528 Walnut Street Suite 801 Philadelphia, PA 19102-3637 President Accounting firm providing accounting and tax services to individuals and businesses Corporation started in 1981 Approximately 60% of Mr. Kellner's time devoted to Kellner & Associates, P.C. Mr. Kellner is the only employee of Kellner & Associates, P.C. and is responsible for all client-related activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Allen Kellner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 1994 - Present

KELLNER CAPITAL MANAGEMENT, INC.

Office #1: 1528 Walnut Street Suite 801, Philadelphia, PA 19102-3637

RIA

CRD#: 121573

Philadelphia, PA

Past

February 1, 1994 - July 26, 2012

KELLNER CAPITAL MANAGEMENT, INC.

RIA

CRD#: 121573

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/1/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1992

Uniform Investment Adviser Law Examination

Current Firm

KELLNER CAPITAL MANAGEMENT, INC.

KELLNER & ASSDOCIATES, P.C. | KELLNER CAPITAL MANAGEMENT, INC.

CRD#: 121573 / SEC#: 801-63893

RIA

Registered Investment Advisory firm - (8/17/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/3/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1528 Walnut Street Suite 801, Philadelphia, PA 19102-3637

Mailing Address

Phone number

(215) 546-3505

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 48,537,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerome A. Kellner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerome Allen Kellner's CRS (Customer Relationship Summary).

Certified licenses

Experience

KELLNER CAPITAL MANAGEMENT, INC.

KELLNER CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1992

Current Firm

KELLNER CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KELLNER CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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