Brian S. Simpson

INTEGRITY WEALTH MANAGEMENT

Spokane, WA 99202

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CRD#: 2309646

Professional summary

Brian Steven Simpson is a registered financial advisor currently at INTEGRITY WEALTH MANAGEMENT, INC. located in Spokane, Washington.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brian has worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Steven Simpson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2009 - Present

INTEGRITY WEALTH MANAGEMENT, INC.

Office #1: 202 East Spokane Falls Blvd. Suite 200, Spokane, WA 99202

RIA

CRD#: 150103

Spokane, WA

Past

August 29, 1997 - June 1, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SPOKANE, WA

Past

October 16, 1995 - June 1, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SPOKANE, WA

Past

January 14, 1993 - September 5, 1995

NELSON SECURITIES,INC.

CRD#: 14377

SPOKANE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY WEALTH MANAGEMENT, INC.

ANGELS INVESTMENT MANAGEMENT, INC. | INTEGRITY WEALTH MANAGEMENT, INC. | BRIAN STEVEN SIMPSON

CRD#: 150103 / SEC#: 801-128497

RIA

Registered Investment Advisory firm - (7/31/2023 Approved)

Idaho

Registered Investment Advisory firm - (9/21/2023 Terminated)

Washington

Registered Investment Advisory firm - (10/16/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/1/2024)

IAR

Idaho
(4/23/2012)

IAR

Washington
(5/8/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/11/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 11/28/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 6/1/2001

General Securities Sales Supervisor - General Module Examination

Current Firm

INTEGRITY WEALTH MANAGEMENT, INC.

ANGELS INVESTMENT MANAGEMENT, INC. | INTEGRITY WEALTH MANAGEMENT, INC. | BRIAN STEVEN SIMPSON

CRD#: 150103 / SEC#: 801-128497

RIA

Registered Investment Advisory firm - (7/31/2023 Approved)

Idaho

Registered Investment Advisory firm - (9/21/2023 Terminated)

Washington

Registered Investment Advisory firm - (10/16/2023 Terminated)

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Contact information

Main Address

202 East Spokane Falls Blvd. Suite 200, Spokane, WA 99202

Mailing Address

Phone number

(509) 315-9532

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (3/19/2025)

Regulatory assets under management

Total Number of Accounts	504
AUM (Assets Under Management)	$ 126,736,305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Brian S. Simpson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Steven Simpson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

NELSON SECURITIES,INC.

Primary Firm SEC Registration

INTEGRITY WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/1993

Series 63

Date: 4/3/1993

Series 7

Date: 1/11/1993

Series 9

Date: 11/28/2001

Series 10

Date: 6/1/2001

Current Firm

INTEGRITY WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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