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Christopher Michael Canavan

TP ICAP GLOBAL MARKETS AMERICAS
EDISON, NJ
·CRD# 2308522·33 years experience

Professional Summary

Christopher Michael Canavan is a registered financial advisor currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in Edison, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
333 Thornall Street 10th Fl, Edison, NJ 08854
June 5, 2019 - Present
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
July 10, 2014 - November 6, 2018
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
April 30, 2010 - July 10, 2014
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
Jersey City, NJ
July 28, 2008 - April 19, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 27, 1998 - August 12, 2008
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
July 18, 1996 - May 6, 1998
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
September 8, 1995 - July 10, 1996
ALLIANCEBERNSTEIN INVESTMENTS, INC.·CRD# 14549
BD
Nashville, TN
May 28, 1993 - September 7, 1995

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Current Firm

TI
TP ICAP GLOBAL MARKETS AMERICAS LLC

GARBAN CORPORATES GP | TP ICAP GLOBAL MARKETS AMERICAS LLC | MKI SECURITIES CORP. | ICAP CORPORATES LLC | GARBAN CORPORATES, INC. | GARBAN CORPORATES LLC

CRD#: 2762 / SEC#: 8-12726
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

200 Vesey Street 6th Floor, New York, NY 10285

Mailing Address

200 Vesey Street 6th Floor, New York, NY 10285

Phone Number

(201) 984-6889

Established

Delaware since 06/30/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ICAP GLOBAL BROKING INC.SOLE MEMBER—
BERNARDO, SHAWN FRANCISCEO2513376
DUGAN, PETER JOSEPHGENERAL COUNSEL6352313
LANE, JASONCHIEF COMPLIANCE OFFICER2671708
PEZEU, CHRISTIAN JEAN MICHELPRINCIPAL FINANCIAL OFFICER5661987

Disclosures

Regulatory Event

33

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(6/5/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1994About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 2005About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1998

Series 7 — General Securities Representative Examination

Passed Dec 1993About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1993About the Series 6 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Michael Canavan's CRS (Customer Relationship Summary).

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