Christopher M. Canavan
Professional summary
Christopher Michael Canavan is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in Edison, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Canavan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2019 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 333 Thornall Street 10th Fl, Edison, NJ 08854July 10, 2014 - November 6, 2018
RBC CAPITAL MARKETS, LLC
April 30, 2010 - July 10, 2014
DEUTSCHE BANK SECURITIES INC.
July 28, 2008 - April 19, 2010
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 27, 1998 - August 12, 2008
MORGAN STANLEY & CO. LLC
July 18, 1996 - May 6, 1998
UBS SECURITIES LLC
September 8, 1995 - July 10, 1996
DEUTSCHE IXE, LLC
May 28, 1993 - September 7, 1995
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/3/1998
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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