AV
Andrew S. Vitek
JANNEY MONTGOMERY SCOTT LLC
Wyncote, PA 19095-1618
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CRD#: 2305884
AV
Professional summary
Andrew S Vitek JR, who also goes by Andrew Stephen VItek Jr, Andrew S Vitek Jr Jr, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Wyncote, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Andrew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Stephen Vitek Jr | Andrew S Vitek Jr Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GOFASTAUCTION.COM, NOT INV RELATED, RYDAL, PA, OWNER OF EBAY SITE FOR SALE OF CARS, 2 HRS/MTH, NONE DURING BUSINESS HOURS, START 2/1/02. Liquidate My Yard, previously named GOFASTCLASSICS, Huntingdon Valley, PA. Owner (09/2024), online car sales; help facilitate activities and sales. Not investment related, compensated from sales, 10 hours/month. Vitek Enterprises LLC, aka Go Fast Classics. Owner/Car Sales and Videos (01/2018). Compensated, not investment related, 10 hours/month. NOTARY PUBLIC; NOT INVESTMENT RELATED; START DATE = 3/2012; LESS THAN 1 HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS. -Turn 1 is a subsidiary of Go Fast Classics and is a youtube car show. World Optometry Foundation (WOF); not investment related; 243 N Lindbergh Blvd, St. Louis, MO 63141; Board Member; start date: 06/29/2021; 1 hr per month; Financial advise on donations and contributions to the organization. Liguori Academy, Philadelphia, PA. Advancement Committe Board Member at Private High School (02/2024) - assist in fund raising and gifting. Not compensated, not investment related, 2 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew S Vitek JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew S Vitek JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2017 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 8101 Washington Lane 1st Floor, Wyncote, PA 19095-1618RIA
BD
CRD#: 463
Wyncote, PA
Current
October 12, 2017 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 8101 Washington Lane 1st Floor, Wyncote, PA 19095-1618RIA
BD
CRD#: 463
Wyncote, PA
Past
January 2, 2008 - October 13, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
JENKINTOWN, PA
Past
November 17, 2006 - October 13, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
JENKINTOWN, PA
Past
January 11, 2000 - November 20, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
JENKINTOWN, PA
Past
October 1, 1999 - January 21, 2000
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
January 19, 1996 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
November 9, 1995 - December 1, 1995
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
January 6, 1993 - November 17, 1995
L.C. WEGARD & CO., INC.
BD
CRD#: 3722
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/2/2024)
RR
California(10/12/2017)
RR
Colorado(3/26/2024)
RR
Connecticut(3/25/2024)
RR
Delaware(10/12/2017)
RR
District of Columbia(8/14/2023)
RR
Florida(10/12/2017)
RR
Georgia(3/14/2019)
RR
Illinois(4/24/2024)
RR
Kentucky(3/28/2024)
RR
Maryland(10/12/2017)
RR
Massachusetts(4/23/2024)
RR
New Jersey(10/12/2017)
RR
New Mexico(4/25/2025)
RR
New York(10/12/2017)
RR
North Carolina(10/12/2017)
RR
Pennsylvania(10/12/2017)
IAR
Pennsylvania(10/12/2017)
RR
South Carolina(9/19/2020)
IAR
Texas(7/25/2023)
RR
Texas(7/27/2023)
RR
Utah(2/28/2024)
RR
Vermont(4/24/2024)
RR
Virginia(3/19/2019)
RR
Washington(5/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
