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TH

Terrance L. Holmes

CREDIT UNION INVESTMENT SERVICES
Charlotte, NC 28209
Some features on this profile are disabled
CRD#: 2301664
TH

Professional summary

Terrance Leroy Holmes, who also goes by Terry Holmes, Terrance Holmes, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Charlotte, North Carolina and SECU BROKERAGE SERVICES located in Charlotte, North Carolina.

Terrance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Terrance has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Terry Holmes | Terrance Holmes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMAZON FLEX POSITION: Delivery Driver NATURE: Delivery Service INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2023 ADDRESS: Charlotte NC, United States DESCRIPTION: Deliver packages SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 01/2025. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 1/2025. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrance Leroy Holmes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 19, 2025 - Present

CREDIT UNION INVESTMENT SERVICES

Office #1: 4819 Park Road, Charlotte, NC 28209
RIA
CRD#: 144871
Charlotte, NC
Current

January 30, 2025 - Present

SECU BROKERAGE SERVICES

Office #1: 4819 Park Road, Charlotte, NC 28209
BD
CRD#: 19899
Charlotte, NC
Past

February 17, 2021 - January 3, 2025

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
CHARLOTTE, NC
Past

April 29, 2019 - February 17, 2021

BB&T SECURITIES, LLC

BD
CRD#: 142785
CHARLOTTE, NC
Past

February 28, 2018 - April 26, 2019

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
CHARLOTTE, NC
Past

January 2, 2018 - January 5, 2018

BB&T SECURITIES, LLC

BD
CRD#: 142785
CHARLOTTE, NC
Past

August 12, 2014 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
CHARLOTTE, NC
Past

July 16, 2009 - August 13, 2014

P.J. ROBB VARIABLE, LLC

BD
CRD#: 38339
CHARLOTTE, NC
Past

February 4, 1999 - August 8, 2008

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
North Carolina
(3/19/2025)
RR
North Carolina
(3/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/18/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/17/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/4/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/3/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CU
CREDIT UNION INVESTMENT SERVICES
CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.

CRD#: 144871 / SEC#:

North Carolina
Registered Investment Advisory firm - (9/5/2007 Approved)
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Contact information

Main Address
801 Hillsborough Street 3rd Floor, Raleigh, NC 27603
Mailing Address
Po Box 26807, Raleigh, NC 27611
Phone number
(800) 451-5467
Established
Firm type
Fiscal year end
# of Employees
258

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 110,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CREDIT UNION INVESTMENT SERVICES

CRD#: 144871Charlotte, NC 28209

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