Bill L. Day

CWM

Overland Park, KS 66211

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CRD#: 2301629

Professional summary

Bill Lee Day, who also goes by Bill L Day, is a registered financial advisor currently at CWM, LLC located in Overland Park, Kansas and CETERA INVESTMENT ADVISERS LLC located in Overland Park, Kansas.

Bill is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Bill has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill L Day

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS - CRD # 155344 INVT RLTD SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES TITLE: WEALTH ADVISOR 3/2023 APX # OF HRS/WK: 40 APX # OF HRS DUR TRD HRS: 32 DUTIES: PROVIDING ADVISORY SERVICES TO CLIENTS WHEN NEEDED; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVT RLTD SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE 6/1995 APX # OF HRS/WK & DUR TRD HRS: 2 TITLE: INSURANCE AGENT DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: GROWING DAYS, LLC NOT INVT RLTD LEAWOOD, KS 66211 SPOUSE'S INTERIOR DESIGN, HOME REMODELING SHOWS, ETC. 3/2017 TITLE: CO-OWNER APX # OF HRS/WK & DUR TRD HRS: 0; DUTIES: NO DUTIES- SPOUSE'S BUSINESS 4. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH - KANSAS CITY INVT RLTD SAME AS REGISTERED LOCATION DBA FOR FINANCIAL SERVICES 3/2023 TITLE: WEALTH ADVISOR APX # OF HRS/WK: 40 APX # OF HRS DUR TRD HRS: 32 DUTIES: WILL BE PROVIDING ADVISORY AND BROKERAGE SERVICES TO CLIENTS WHEN NEEDED; 5. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVT RLTD SAME AS REGISTERED LOCATION DBA FOR PAYROLL PURPOSES WEALTH ADVISOR START: 3/2023 APX # OF HRS/WK: 40 APX # OF HRS DUR TRD HRS: 32 DUTIES: PROVIDING ADVISORY AND BROKERAGE SERVICES TO CLIENTS WHEN NEEDED; 6. NAME OF OTHER BUSINESS: IWAS HOLDINGS, INC; NOT INVT RLTD; SAME AS REGISTERED LOCATION; EXPENSE MANAGEMENT; 5/2023; TITLE: CO-OWNER; APX # OF HRS/WK & DUR TRD HRS: 2; DUTIES: OVERSEE ACCOUNTING FOR BUSINESS EXPENSES; 7. NAME OF OTHER BUSINESS: HASKELL 31 HOLDINGS, NOT INVT RLTD, ADDRESS: 3104 HASKELL AVE, LAWRENCE, KS 66046, REAL ESTATE, 8/2023, TITLE: MEMBER, APX # OF HRS/WK & DUR TRD HRS: 0, DUTIES: PASSIVE INVESTMENT; 8.NAME OF OTHER BUSINESS: 105 INDUSTRIAL PARK; NOT INVT RLTD; SAME AS REGISTERED LOCATION; RENTAL PROPERTY; 7/2024; TITLE: MEMBER; APX # OF HRS/WK & DUR TRD HRS: 0, DUTIES: PASSIVE INVESTOR ONLY; 9. NAME OF OTHER BUSINESS: 119TH PROPERTY, LLC; NOT INVT RLTD; SAME AS REGISTERED LOCATION; RENTAL PROPERTY; 9/2005; TITLE: OWNER; APX # OF HRS/WK & DUR TRD HRS: 0, DUTIES: PASSIVE INVESTOR ONLY; 10. NAME OF OTHER BUSINESS: KC FREEWAY INVESTMENTS, LLC; NOT INVT RLTD; SAME AS REGISTERED LOCATION; RENTAL PROPERTY; 8/2018; TITLE: OWNER; APX # OF HRS/WK & DUR TRD HRS: 0, DUTIES: PASSIVE INVESTOR ONLY; 11. NAME OF OTHER BUSINESS: 11751 W. 86TH TERRACE, TIC NOT INVT RLTD; SAME AS REGISTERED LOCATION; REAL ESTATE; 3/2023; TENNANT IN COMMON; APX # OF HRS/WK & DUR TRD HRS: 0, PASSIVE INVESTOR ONLY; 12. 143RD STREET PROPERTIES, LLC & SPRINGFIELD INVESTMENT PROPERTIES, LLC, NOT INVT RLTD, SAME AS RESIDENTIAL ADDRESS, REAL ESTATE, 3/2010 & 1/2017, MEMBER, APX NUMBER OF HOURS PER WEEK: 0, CO-OWNER - PASSIVE INCOME; 13. NAME OF OTHER BUSINESS: HAGAN ROAD AND TECHNOLOGY DRIVE PROPERTY TIC; NOT INVT RLTD; SAME AS RESIDENTIAL LOCATION; REAL ESTATE; 6/2025; TITLE: MEMBER; APX # OF HRS/WK & DUR TRD HRS: 0; DUTIES: PASSIVE INVESTOR; 14. NAME OF OTHER BUSINESS: 8309 COLE INDUSTRIAL, LLC; NOT INVT RLTD; SAME AS RESIDENTIAL LOCATION; REAL ESTATE; 6/2025; TITLE: MEMBER; APX # OF HRS/WK & DUR TRD HRS: 0; DUTIES: PASSIVE INVESTOR;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Lee Day's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2023 - Present

CWM, LLC

Office #1: 4400 W. 109th Street, Ste. 250, Overland Park, KS 66211

RIA

CRD#: 155344

Overland Park, KS

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 4400 W 109th St Ste 250, Overland Park, KS 66211

RIA

CRD#: 105644

OVERLAND PARK, KS

Current

April 3, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 4400 W 109th St Ste 250, Overland Park, KS 66211

CRD#: 13572

Overland Park, KS

Past

June 9, 2023 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Overland Park, KS

Past

September 15, 2017 - January 12, 2018

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

OVERLAND PARK, KS

Past

February 4, 2013 - May 31, 2023

INTEGRATED WEALTH ADVISORY SERVICES, INC.

RIA

CRD#: 115821

OVERLAND PARK, KS

Past

January 3, 2013 - April 5, 2023

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

OVERLAND PARK, KS

Past

May 7, 2008 - January 29, 2013

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

April 14, 2005 - May 2, 2008

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

August 16, 2004 - March 4, 2005

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

March 20, 2001 - September 15, 2003

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

January 13, 2000 - September 8, 2003

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

November 1, 1996 - January 3, 2000

GEORGE K. BAUM & COMPANY

CRD#: 36354

KANSAS CITY, MO

Past

July 21, 1994 - March 31, 1995

BOATMEN'S INVESTMENT SERVICES, INC.

CRD#: 17533

ST. LOUIS, MO

Past

October 14, 1993 - July 6, 1994

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/3/2023)

Arkansas
(4/3/2023)

California
(4/3/2023)

Colorado
(4/3/2023)

Florida
(4/3/2023)

Georgia
(4/3/2023)

Hawaii
(4/3/2023)

Idaho
(4/3/2023)

Illinois
(4/3/2023)

Iowa
(4/3/2023)

Kansas
(4/3/2023)

IAR

Kansas
(4/3/2023)

Louisiana
(4/3/2023)

Maryland
(4/3/2023)

Minnesota
(4/3/2023)

Missouri
(4/3/2023)

Nebraska
(4/3/2023)

New Jersey
(4/3/2023)

New Mexico
(4/3/2023)

New York
(4/3/2023)

Ohio
(4/3/2023)

Oklahoma
(4/3/2023)

Oregon
(4/3/2023)

Pennsylvania
(4/3/2023)

South Carolina
(4/3/2023)

South Dakota
(4/3/2023)

Texas
(4/3/2023)

IAR

Texas
(4/3/2023)

Virginia
(4/3/2023)

Washington
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/13/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Bill L. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Lee Day's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

GENEOS WEALTH MANAGEMENT, INC.

INTEGRATED WEALTH ADVISORY SERVICES, INC.

GENEOS WEALTH MANAGEMENT, INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

GUARDIAN INVESTOR SERVICES LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

NATIONAL PLANNING CORPORATION

GEORGE K. BAUM & COMPANY

BOATMEN'S INVESTMENT SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2013

Series 63

Date: 10/21/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/13/1993

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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