William H. Marvel

BALDWIN WEALTH PARTNERS

Marion, MA 02738

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CRD#: 2301461

Professional summary

William Harvey Marvel, who also goes by Bill Marvel, is a registered financial advisor currently at BALDWIN WEALTH PARTNERS, LLC located in Marion, Massachusetts.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Marvel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Harvey Marvel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2013 - Present

BALDWIN WEALTH PARTNERS, LLC

Office #1: 204 Spring Street, Marion, MA 02738

RIA

CRD#: 105343

Marion, MA

Past

July 8, 2004 - January 5, 2010

SILVER LEAF PARTNERS, LLC

CRD#: 126694

NEW YORK, NY

Past

April 16, 2003 - July 12, 2004

DOMINARI SECURITIES LLC

CRD#: 18975

NEW YORK, NY

Past

January 9, 2002 - January 8, 2003

STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.

RIA

CRD#: 114922

BOSTON, MA

Past

August 2, 1993 - January 28, 1994

TD AMERITRADE, INC.

CRD#: 7870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALDWIN WEALTH PARTNERS, LLC

ARJUNA CAPITAL | BALDWIN WEALTH PARTNERS, LLC | BALDWIN BROTHERS LLC | BALDWIN BROTHERS INC

CRD#: 105343 / SEC#: 801-15418

RIA

Registered Investment Advisory firm - (7/1/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/27/2013)

IAR

Texas
(5/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/18/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/13/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 4/15/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/2003

General Securities Principal Examination

Current Firm

BALDWIN WEALTH PARTNERS, LLC

ARJUNA CAPITAL | BALDWIN WEALTH PARTNERS, LLC | BALDWIN BROTHERS LLC | BALDWIN BROTHERS INC

CRD#: 105343 / SEC#: 801-15418

RIA

Registered Investment Advisory firm - (7/1/1980 Approved)

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Contact information

Main Address

204 Spring Street, Marion, MA 02738

Mailing Address

Phone number

(508) 748-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 25 2025 BBI FORM ADV PART 2A FINAL (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,252
AUM (Assets Under Management)	$ 2,411,954,815

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/14/2025	Cover Page	Report
09/18/2024	Cover Page	Report
12/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William H. Marvel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Harvey Marvel's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER LEAF PARTNERS, LLC

DOMINARI SECURITIES LLC

STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.

TD AMERITRADE, INC.

Primary Firm SEC Registration

BALDWIN WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/2003

Series 65

Date: 11/13/2001

Series 7

Date: 4/15/2003

Series 24

Date: 6/2/2003

Current Firm

BALDWIN WEALTH PARTNERS, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BALDWIN WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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