Patrick J. Roach
Professional summary
Patrick Joseph Roach, who also goes by Pat Roach, Patrick J Roach, is a registered financial professional currently at GALAXY DIGITAL PARTNERS LLC located in New York, New York and GALAXY SECURITIES, LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1993. Patrick has worked at 6 firms and has passed the Series 99TO, SIE, Series 6 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Roach's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2024 - Present
GALAXY DIGITAL PARTNERS LLC
Office #1: 300 Vesey Street 13th Floor, New York, NY, 10282March 11, 2025 - Present
GALAXY SECURITIES, LLC
Office #1: 300 Vesey Street 13th Floor, New York, NY, 10282Office #2: 300 Vesey Street 13th Floor, New York, NY 10282March 9, 2026 - Present
FIN2
Office #1: 112 West 34th St. 18th Floor, New York, NY 10120October 22, 2013 - August 9, 2024
ING FINANCIAL MARKETS LLC
April 7, 1993 - June 5, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 7, 1993 - June 5, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FIN2
CRD#: 316863 / SEC#: , 8-70818
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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