AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AB

Armand C. Batocabe

ROWLAND HEIGHTS, CA 91748
CRD#: 2295965
Some features on this profile are disabled
AB
Armand Catalla Batocabe

Professional summary

Armand Catalla Batocabe was a registered financial advisor .

Armand is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Armand had worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, Series 7, Series 4, Series 53, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2026 - Present

Office #1: 18250 Colima Rd. Ste 101, Rowland Heights, CA 91748
ROWLAND HEIGHTS, CA
Past

November 24, 2024 - August 18, 2025

X CAPITAL ADVISORS LLC

RIA
CRD#: 332176
NEW YORK, NY
Past

May 7, 2024 - June 3, 2025

SECUREVEST FINANCIAL GROUP

BD
CRD#: 10100
MORRISTOWN, NJ
Past

March 7, 2024 - December 5, 2024

ARGENTIS ADVISORS, INC.

RIA
CRD#: 164205
MORRISTOWN, NJ
Past

October 29, 2009 - November 6, 2013

DALMORE GROUP LLC

BD
CRD#: 136352
WOODMERE, NY
Past

August 6, 2008 - October 16, 2008

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
DELRAY BEACH, FL
Past

August 4, 2008 - October 16, 2008

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
DELRAY BEACH, FL
Past

January 24, 2005 - July 21, 2008

MUTUAL SERVICE CORPORATION

RIA
CRD#: 4806
WEST PALM BEACH, FL
Past

January 12, 2005 - July 21, 2008

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

October 1, 2000 - September 1, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
WEST PALM BEACH, FL
Past

October 1, 2000 - September 1, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

October 24, 1997 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC
Past

May 9, 1994 - October 27, 1997

LM CAPITAL SECURITIES, INC.

BD
CRD#: 30595
WEST PALM BEACH, FL
Past

January 18, 1993 - October 4, 1993

SOUTH RICHMOND SECURITIES, INC.

BD
CRD#: 14913

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/11/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/5/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/6/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/26/2007
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 7/8/2005
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/30/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/20/2000
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/5/1994
General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

TRUST BUT VERIFY

Monitor Armand Batocabe

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kevin Duane Mayo
Kevin MayoAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
ONTARIO, CA
Ryan Christopher Perry
Ryan PerryAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
ONTARIO, CA
Gabriel Abraham Shahin
Gabriel ShahinAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
ONTARIO, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.