Armand C. Batocabe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armand Catalla Batocabe was a registered financial professional .
Armand is a previously registered financial professional and started their career in finance in 1993. Armand had worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, Series 7, Series 4, Series 53, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2024 - August 18, 2025
X CAPITAL ADVISORS LLC
May 7, 2024 - June 3, 2025
SECUREVEST FINANCIAL GROUP
March 7, 2024 - December 5, 2024
ARGENTIS ADVISORS, INC.
October 29, 2009 - November 6, 2013
DALMORE GROUP LLC
August 6, 2008 - October 16, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 4, 2008 - October 16, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 24, 2005 - July 21, 2008
MUTUAL SERVICE CORPORATION
January 12, 2005 - July 21, 2008
MUTUAL SERVICE CORPORATION
October 1, 2000 - September 1, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - September 1, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 24, 1997 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 9, 1994 - October 27, 1997
LM CAPITAL SECURITIES, INC.
January 18, 1993 - October 4, 1993
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 5/6/2024
General Securities Representative ExaminationCurrent Firm
X CAPITAL ADVISORS LLC
CRD#: 332176 / SEC#: 801-130979
Contact information
Red Flags
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