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CRD#: 16861
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

HCC SECURITIES GROUP, INC is located at 261 Old York Rd # 823a, Jenkintown (montgomery), PA 19046 and was first established at Philadelphia, Delaware in 02/08/1985. After operating for 41 years, HCC SECURITIES GROUP, INC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HCC SECURITIES GROUP, INC’s clients are individuals and 0% of their clients are high net worth individuals. HCC SECURITIES GROUP, INC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HCC SECURITIES GROUP, INC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HCC SECURITIES GROUP, INC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HCC SECURITIES GROUP, INC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for HCC SECURITIES GROUP, INC Comes From

Understanding the Statistics for HCC SECURITIES GROUP, INC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
261 Old York Rd # 823a, Jenkintown (montgomery), PA 19046
Mailing Address
261 Old York Rd #823 A, Jenkintown (montgomery), PA 19046
Firm Size
Small
Phone Number
(215) 517-5700
Established
Delaware since 02/08/1985
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SEGAL, STEVEN ALANPRESIDENT418012
SEGAL, STEVEN ALANCEO, CHIEF COMPLIANCE OFFICER418012
HCC RICH CAPITAL HOLDINGS, LTDSHARE HOLDER

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Advisor's working at HCC SECURITIES GROUP, INC

LD

Leonard James Deroma

RR
CRD#: 1490388
Location:
Jenkintown (montgomery), PA 19046
Company:
HCC SECURITIES GROUP, INC
Disclosures:
Experience:
39 years
View Profile
JR

Joseph F Rossetti

RR
CRD#: 5324812
Location:
Jenkintown, PA 19046
Company:
HCC SECURITIES GROUP, INC
Disclosures:
Experience:
13 years
View Profile
SS

Steven Alan Segal

RR
CRD#: 418012
Location:
Jenkintown, PA 19046
Company:
HCC SECURITIES GROUP, INC
Disclosures:
Experience:
52 years
View Profile
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