Laurie J. Alemany-hlavaty
Professional summary
Laurie Jean Alemany-hlavaty, who also goes by Laurie Jean Alemany, Laurie Hlavaty, is a registered financial professional currently at KOVACK SECURITIES INC. located in Delray Beach, Florida.
Laurie is registered as a RR (Registered Representative) and started their career in finance in 1992. Laurie has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurie Jean Alemany-hlavaty's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2011 - Present
KOVACK SECURITIES INC.
Office #2: 6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308February 28, 2005 - May 10, 2011
SUMMIT BROKERAGE SERVICES, INC.
July 11, 2002 - May 12, 2003
W.A. CAPITAL MARKETS
May 18, 1999 - January 5, 2001
W.J. NOLAN & COMPANY, INC.
May 17, 1994 - June 1, 1999
AMERITRADE INSTITUTIONAL SERVICES, INC.
November 25, 1992 - April 14, 1994
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/1/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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