Kevin P. Walsh
Professional summary
Kevin Peter Walsh is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1993. Kevin has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Peter Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 19 West 44th Street 7th Floor, New York, NY 10036January 3, 2012 - January 19, 2023
BLACKROCK INVESTMENTS, LLC
November 6, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
August 15, 2005 - January 19, 2023
BLACKROCK FUND ADVISORS
July 11, 2005 - December 31, 2009
BLACKROCK EXECUTION SERVICES
March 1, 2004 - June 15, 2005
UBS ASSET MANAGEMENT (US) INC.
March 27, 2002 - June 15, 2005
UBS ASSET MANAGEMENT (US) INC.
March 6, 1998 - April 10, 2002
UBS FINANCIAL SERVICES INC.
August 29, 1995 - January 27, 1998
NYLIFE DISTRIBUTORS LLC
March 16, 1995 - August 9, 1995
DELAWARE DISTRIBUTORS, L.P.
August 11, 1993 - January 10, 1995
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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