Scott D. Werling

CRAFT WEALTH MANAGEMENT LLC

Garden City, NY 11530

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CRD#: 2292318

Professional summary

Scott David Werling is a registered financial advisor currently at CRAFT WEALTH MANAGEMENT LLC located in Garden City, New York and CRAFT CAPITAL MANAGEMENT LLC located in Garden City, New York.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CRAFT WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 377 OAK STREET, SUITE 402, GARDEN CITY, NY 11530; TITLE IS PORTFOLIO MANGER; MANAGE RIA'S CUSTOMER ACCOUNTS; START DATE 05/2018; DEVOTES APPROX 20 HOURS A MONTH; APPROX 20 HOURS A MONTH DURING SECURITIES TRADING HOUR. 2) ROLLIN IN THE DOUGH WOOD BURNING PIZZA LLC, NO PHYSICAL ADDRESS, MOBILE UNIT; FOOD SERVICE RELATED, NON - INVESTMENT RELATED; MEMBER/PARTNER, PROVIDING FOOD FOR PARTIES AND EVENTS; NOVEMBER 2020, BUSINESS WILL NOT COMMENCE UNTIL MARCH/APRIL 2021; HOURS VARY, PRIMARILY ON WEEKENDS; NO HOURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Werling's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2021 - Present

CRAFT WEALTH MANAGEMENT LLC

Office #1: 377 Oak Street Lower Concourse, Garden City, NY 11530

RIA

CRD#: 170395

Garden City, NY

Current

May 4, 2017 - Present

CRAFT CAPITAL MANAGEMENT LLC

Office #1: 377 Oak Street, Lower Concourse Ste C2, Garden City, NY 11530Office #2: 44 Apple Street Suite 9, Room G-28, Tinton Falls, NJ 07724

CRD#: 171350

Garden City, NY

Past

May 21, 2018 - June 29, 2020

CRAFT WEALTH MANAGEMENT LLC

RIA

CRD#: 170395

GARDEN CITY, NY

Past

February 10, 2016 - December 16, 2016

LEGEND FINANCIAL MANAGEMENT

RIA

CRD#: 120978

NEW YORK, NY

Past

August 19, 2015 - December 9, 2016

LEGEND SECURITIES, INC.

CRD#: 44952

New York, NY

Past

September 5, 2012 - December 31, 2014

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

NEW YORK, NY

Past

August 28, 2012 - June 5, 2015

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

October 24, 2011 - June 1, 2012

F500 ADVISORY SERVICES, INC.

RIA

CRD#: 107519

NEWPORT BEACH, CA

Past

September 7, 2011 - June 1, 2012

FINANCE 500, INC.

CRD#: 12981

CLIFTON, NJ

Past

March 20, 2009 - April 15, 2010

BROOKSTONE SECURITIES, INC.

RIA

CRD#: 13366

CLIFTON, NJ

Past

March 13, 2009 - April 15, 2010

BROOKSTONE SECURITIES, INC.

CRD#: 13366

CLIFTON, NJ

Past

October 18, 2005 - March 23, 2007

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

MILLBURN, NJ

Past

August 6, 2004 - March 23, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

MILLBURN, NJ

Past

May 4, 2001 - February 19, 2003

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

June 3, 1999 - May 10, 2001

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

May 14, 1997 - June 7, 1999

LLOYD WADE SECURITIES INC.

CRD#: 39653

DALLAS, TX

Past

January 23, 1996 - April 14, 1997

PRIME CHARTER LTD.

CRD#: 25668

NEW YORK, NY

Past

February 11, 1994 - February 1, 1996

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/16/2020)

California
(6/29/2017)

Connecticut
(3/8/2021)

Delaware
(9/23/2025)

District of Columbia
(3/9/2021)

Florida
(5/4/2017)

Georgia
(12/2/2024)

Hawaii
(10/9/2025)

Iowa
(3/9/2021)

Maine
(11/28/2023)

Massachusetts
(9/23/2025)

Michigan
(7/1/2025)

Minnesota
(7/31/2024)

Missouri
(7/15/2017)

New Jersey
(5/4/2017)

New York
(5/4/2017)

IAR

New York
(8/31/2021)

North Carolina
(10/18/2022)

North Dakota
(7/3/2025)

Oregon
(3/8/2018)

South Dakota
(7/2/2025)

Texas
(4/11/2023)

Washington
(12/2/2024)

West Virginia
(12/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/23/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/28/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CRAFT WEALTH MANAGEMENT LLC

CRD#: 170395 / SEC#: 801-86170

RIA

Registered Investment Advisory firm - (6/29/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (5/10/2022 Approved)

New York

Registered Investment Advisory firm - (6/8/2020 Approved)

Ohio

Registered Investment Advisory firm - (8/23/2016 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/29/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

377 Oak Street Lower Concourse, Garden City, NY 11530

Mailing Address

Phone number

(516) 833-1325

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 9,180,514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott D. Werling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott David Werling's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRAFT CAPITAL MANAGEMENT LLC

CRAFT WEALTH MANAGEMENT LLC

LEGEND FINANCIAL MANAGEMENT

LEGEND SECURITIES, INC.

ARISTON WEALTH MANAGEMENT, L.P.

WINDSOR STREET CAPITAL, LP

F500 ADVISORY SERVICES, INC.

FINANCE 500, INC.

BROOKSTONE SECURITIES, INC.

BROOKSTONE SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

J.P. TURNER & COMPANY, L.L.C.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

LLOYD WADE SECURITIES INC.

PRIME CHARTER LTD.

JOSEPHTHAL & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2005

Series 63

Date: 3/9/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/10/1994

Series 10

Date: 1/23/2002

Series 9

Date: 11/28/2000

Series 24

Date: 4/7/2000

FINRA

Current Firm

CRAFT WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CRAFT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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