Robert V. Banker
Professional summary
Robert Vernon Banker, who also goes by Robbie Banker, is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 11 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Vernon Banker's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2017 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022October 10, 2014 - April 20, 2017
GARY GOLDBERG & CO., LLC
April 14, 2008 - October 9, 2014
RAFFERTY CAPITAL MARKETS, LLC
November 9, 2006 - April 11, 2008
RANGE GLOBAL LLC
July 21, 2004 - December 31, 2004
J.P. MORGAN SECURITIES LLC
July 21, 2004 - September 22, 2006
J.P. MORGAN SECURITIES LLC
January 3, 2003 - July 21, 2004
OPPENHEIMER & CO. INC.
July 27, 2000 - January 3, 2003
CIBC WORLD MARKETS CORP.
January 5, 2000 - July 20, 2000
CREDIT SUISSE SECURITIES (USA) LLC
September 1, 1997 - January 11, 2000
DB ALEX. BROWN LLC
September 11, 1996 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
February 22, 1995 - August 29, 1996
UBS FINANCIAL SERVICES INC.
January 18, 1993 - July 15, 1993
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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