William F. Spoor
Professional summary
William Frederick Spoor, who also goes by Bill Spoor, is a registered financial professional currently at NPM SECURITIES, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Frederick Spoor's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2024 - Present
NPM SECURITIES, LLC
Office #1: 3 East 28th Street 7th Floor, New York, NY 10016May 25, 2007 - July 5, 2018
GOLDMAN SACHS & CO. LLC
August 24, 2004 - April 23, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 9, 1995 - April 23, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 1992 - September 29, 1995
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2024)
(1/10/2024)
(1/11/2024)
(1/19/2024)
(1/9/2024)
(1/11/2024)
(5/14/2024)
(1/11/2024)
(5/15/2024)
Exams
FINRA
Current Firm
NPM SECURITIES, LLC
CRD#: 168469 / SEC#: , 8-69312
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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