Charles S. Weeks

WEEKS FINANCIAL SERVICES

Erdenheim, PA 19038

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CRD#: 2289771

Professional summary

Charles S Weeks is a registered financial advisor currently at WEEKS FINANCIAL SERVICES, LLC located in Erdenheim, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Charles has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles S Weeks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2014 - Present

WEEKS FINANCIAL SERVICES, LLC

Office #1: 907 Bethlehem Pike, Erdenheim, PA 19038

RIA

CRD#: 172665

Erdenheim, PA

Past

December 10, 2002 - August 20, 2014

ASHFORD CAPITAL MANAGEMENT INC

RIA

CRD#: 110696

WILMINGTON, DE

Past

February 13, 2001 - March 15, 2002

INVESTOR FORCE SECURITIES, INC.

CRD#: 104318

WAYNE, PA

Past

December 10, 1992 - September 3, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/17/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/21/2000

General Securities Representative Examination

Current Firm

WEEKS FINANCIAL SERVICES, LLC

WEEKS FINANCIAL SERVICES, LLC | WEEKS, CHARLES

CRD#: 172665 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (9/17/2014 Approved)

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Contact information

Main Address

907 Bethlehem Pike, Erdenheim, PA 19038

Mailing Address

Phone number

(267) 300-8959

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 44,646,740

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles S. Weeks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles S Weeks's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEEKS FINANCIAL SERVICES, LLC

ASHFORD CAPITAL MANAGEMENT INC

INVESTOR FORCE SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2002

Series 63

Date: 3/9/2001

Series 7

Date: 11/21/2000

Current Firm

WEEKS FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEEKS FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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