Stefan C. Dannibale

ODEON CAPITAL ADVISORS LLC

New York, NY 10022

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CRD#: 2289249

Professional summary

Stefan Conant Dannibale, who also goes by Stefan Conant D Annibale, Stefan Conant D'annibale, is a registered financial advisor currently at ODEON CAPITAL ADVISORS LLC located in New York, New York and ODEON CAPITAL GROUP LLC located in New York, New York.

Stefan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Stefan has worked at 12 firms and has passed the Series 65, Series 63, Series 3, Series 82TO, Series 52TO, SIE, Series 7, Series 10, Series 24, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stefan Conant D Annibale | Stefan Conant D'annibale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Le Lotta NYC LLC. Paradise Valley, AZ. Member. Online clothing retailer. Not Investment Related. Does not receive compensation. 2 hours per month, zero hours during trading hours. Blood or Tears LLC. Paradise Valley, AZ. Member. Online clothing retailer. Not Investment Related. Does not receive compensation. 2 hours per month, zero hours during trading hours. Hope Umbrella. Paradise Valley, AZ. CEO. Non-Profit Organization. Not Investment Related. Does not receive compensation. 2 hours per month, zero hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Conant Dannibale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2023 - Present

ODEON CAPITAL ADVISORS LLC

Office #1: 750 Lexington Avenue, New York, NY 10022

RIA

CRD#: 307619

New York, NY

Current

May 1, 2023 - Present

ODEON CAPITAL GROUP LLC

Office #1: 750 Lexington Avenue, New York, NY 10022

CRD#: 148493

New York, NY

Past

January 19, 2022 - May 11, 2023

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

April 7, 2021 - January 13, 2022

STONEX FINANCIAL INC.

CRD#: 45993

Scottsdale, AZ

Past

July 11, 2017 - March 11, 2021

ODEON CAPITAL GROUP LLC

CRD#: 148493

NEW YORK, NY

Past

May 19, 2016 - July 28, 2017

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

September 11, 2009 - April 17, 2015

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 24, 2008 - January 3, 2009

MERRILL LYNCH GOVERNMENT SECURITIES INC.

CRD#: 19693

NEW YORK, NY

Past

March 9, 2007 - January 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 28, 2005 - January 16, 2007

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

GREENWICH, CT

Past

May 19, 2004 - March 4, 2005

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

May 24, 2001 - May 21, 2004

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 1, 1998 - May 18, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 7, 1996 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

January 7, 1993 - August 16, 1994

FAB SECURITIES OF AMERICA, INC.

CRD#: 28212

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ODEON CAPITAL ADVISORS LLC

JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC

CRD#: 307619 / SEC#: 801-119007

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/1/2023)

New York
(5/1/2023)

IAR

New York
(6/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/23/2024

National Commodity Futures Examination

General Industry/Product Exam

Series 82TO

Date: 5/1/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/23/1993

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/24/1993

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ODEON CAPITAL ADVISORS LLC

JET CAPITAL MANAGEMENT LTD. | SDS FAMILY OFFICE, LLC | ODEON CAPITAL ADVISORS LLC

CRD#: 307619 / SEC#: 801-119007

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

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Contact information

Main Address

750 Lexington Avenue, New York, NY 10022

Mailing Address

Phone number

(212) 230-5880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCA ADV PART 2A 03-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 786,046,407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stefan C. Dannibale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefan Conant Dannibale's CRS (Customer Relationship Summary).

Certified licenses

Experience

ODEON CAPITAL GROUP LLC

HSBC SECURITIES (USA) INC.

STONEX FINANCIAL INC.

ODEON CAPITAL GROUP LLC

HSBC SECURITIES (USA) INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH GOVERNMENT SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NATWEST MARKETS SECURITIES INC.

BANC OF AMERICA SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

FAB SECURITIES OF AMERICA, INC.

Primary Firm SEC Registration

ODEON CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2023

Series 63

Date: 6/13/1996

Series 3

Date: 1/23/2024

Series 82TO

Date: 5/1/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/12/1992

Series 10

Date: 1/2/2023

Series 24

Date: 12/21/2007

Series 53

Date: 10/23/1993

Series 4

Date: 8/24/1993

FINRA

Nasdaq Stock Market

Current Firm

ODEON CAPITAL ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ODEON CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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