AM
Anne H. Murray
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Concord, NH 03301
Some features on this profile are disabled
CRD#: 2285003
AM
Professional summary
Anne Hackett Murray, AIF®, CLU®, who also goes by Anne H Murray, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Concord, New Hampshire and CAMBRIDGE INVESTMENT RESEARCH, INC. located in North Hampton, New Hampshire.
Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Anne has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anne H Murray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PERSONAL FINANCIAL STRATEGIES, 29 LAFAYETTE ROAD, STE D, NORTH HAMPTON, NH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03,01,00, INV REL, OWNER, 5 HR/WK- 5/TRADING HR. 2) STRIVER, LLC, PO BOX 2074, HAMPTON, NH, REAL ESTATE RENTAL, LLC, OWNER, 09/14/18, NIR, 5 HR/MO- 0/TRADING HR. 3) PERSONAL FINANCIAL STRATEGIES, 29 LAFAYETTE ROAD, STE D, NORTH HAMPTON, NH, DBA OWNER, 03/01/00, INV REL, 0 HR/WK- 0/TRADING HR. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/01/21 5) SEACOAST VILLAGE CONDO ASSOCIATION / 29 Lafayette Road, North Hampton NH 03862 / 01/01/2022 / NIR / VP OF CONDO ASSOCIATION / 2HR/MO - 0HR/MO TRADING 6) MAKE A WISH FOUNDATION NH, 814 Elm Street, Manchester NH 03101, United States, 12/19/2022, Board Member, Volunteer, NIR, 5 HR/MO - 2 HR/MO TRADING 7) ANNE H MURRAY, 29 Lafayette Road, Suite D, North Hampton NH 03862, United States, 09/11/2025, Notary Public, Notary Public, NIR, 1 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Anne Hackett Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 1, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 24 S State Street, Concord, NH 03301Office #2: 29 Lafayette Rd. Ste. D, North Hampton, NH 03862RIA
CRD#: 134139
Concord, NH
Current
April 1, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 29 Lafayette Rd. Ste. D, North Hampton, NH 03862Office #2: 24 S State St., Concord, NH 03301BD
CRD#: 39543
North Hampton, NH
Past
February 14, 2018 - April 8, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
CONCORD, NH
Past
February 14, 2018 - April 8, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
CONCORD, NH
Past
August 30, 2007 - February 14, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
HAMPTON, NH
Past
August 30, 2007 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
HAMPTON, NH
Past
November 6, 2006 - September 10, 2007
OSAIC FS, INC.
RIA
CRD#: 3870
HAMPTON, NH
Past
August 18, 2006 - September 10, 2007
OSAIC FS, INC.
BD
CRD#: 3870
HAMPTON, NH
Past
January 21, 2005 - August 25, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
HAMPTON, NH
Past
January 21, 2005 - August 25, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
HAMPTON, NH
Past
January 13, 2003 - January 26, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
October 12, 2000 - December 31, 2002
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
October 29, 1998 - December 31, 1999
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
February 1, 1997 - October 29, 1998
AFD, INC.
BD
CRD#: 34047
NORTHBROOK, IL
Past
February 3, 1994 - March 9, 1995
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
November 16, 1992 - December 31, 1993
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/2021)
RR
California(4/1/2021)
RR
Colorado(4/1/2021)
RR
Connecticut(4/1/2021)
RR
Florida(4/1/2021)
RR
Georgia(4/1/2021)
RR
Illinois(4/1/2021)
RR
Maine(4/1/2021)
RR
Maryland(4/1/2021)
RR
Massachusetts(4/1/2021)
RR
New Hampshire(4/1/2021)
IAR
New Hampshire(4/1/2021)
RR
New Jersey(3/11/2024)
RR
New York(4/1/2021)
RR
North Carolina(4/1/2021)
RR
Pennsylvania(4/1/2021)
RR
South Carolina(4/1/2021)
RR
Texas(4/1/2021)
IAR
Texas(4/5/2021)
RR
Utah(7/26/2023)
RR
Vermont(4/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
