JB
Julian A. Benitez
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Tucson, AZ
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CRD#: 2283673
JB
Professional summary
Julian Anthony Benitez, who also goes by Tony Benitez, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Tucson, Arizona and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tucson, Arizona.
Julian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Julian has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Benitez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TATA Real Estate,LLC., 1822 Seneca, Tucson, AZ 85719 Owner since 1/4/05, gather rental income to pay rental mortgage, upkeep duties, 30 hours yearly no hours during trading.
Free service of Notary, 3567 E Sunrise, DR., Ste 237, Tucson, AZ 85718, notary since 1/5/10, 30 hours yearly, none during trading hours.
3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50 HR/WK - 50/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
4. JNJ Wealth Management Group, LLC 3567 E Sunrise Dr. Suite- 105. Tucson AZ 85818. Managing Partner, Sales of Life Insurance. 5/12/2017. Investment related, 10/monthly, 0/trading
CRS (Client Relationship Summary) - RIA
Click below to view Julian Anthony Benitez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 3567 E Sunrise Dr. Ste 105, Tucson, AZ 85718RIA
CRD#: 134139
Tucson, AZ
Current
May 12, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3657 E Sunrise Dr. Ste 105, Tucson, AZ 85718BD
CRD#: 39543
Tucson, AZ
Past
February 19, 2015 - May 12, 2017
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Tucson, AZ
Past
February 17, 2015 - May 12, 2017
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Tucson, AZ
Past
August 3, 2007 - March 24, 2015
BGR FINANCIAL GROUP, LLC
RIA
CRD#: 144652
TUCSON, AZ
Past
June 22, 2007 - February 17, 2015
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
TUCSON, AZ
Past
November 9, 2005 - June 26, 2007
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
TUCSON, AZ
Past
October 26, 2005 - June 26, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
TUCSON, AZ
Past
January 2, 2003 - October 28, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
TUCSON, AZ
Past
May 12, 2000 - October 28, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
February 16, 1993 - March 4, 1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
February 16, 1993 - May 15, 2000
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/12/2017)
IAR
Arizona(5/16/2017)
RR
Nevada(5/12/2017)
RR
North Carolina(5/12/2017)
RR
Texas(5/12/2017)
IAR
Texas(5/12/2017)
RR
Utah(5/12/2017)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
