ES
Evan D. Slater
BEECH HILL ADVISORS,
Livingston, NJ
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CRD#: 2283494
ES
Professional summary
Evan David Slater MR., who also goes by Evan David Slater, is a registered financial advisor currently at BEECH HILL ADVISORS, INC located in Livingston, New Jersey and BEECH HILL SECURITIES, INC. located in New York, New York.
Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Evan has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Evan David Slater
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dionis, LP is industry related. Business Address is 5 Stratford Drive, Livingston, NJ 07039. Its primary purpose is to engage in any lawful business and focused on Asset Management. Approximately 5 hrs/week during trading hours are devoted to Dionis, LP. I oversee investment management; I am a limited partner and have a 98.5% ownership interest. This entity formation began on February 12, 2016. EDSlater, LLC. Business Address is 5 Stratford Drive, Livingston, NJ 07039. EDSlater, LLC. is the General Partner of Dionis, L.P. I am the sole owner. This entity formation began on February 12, 2016. LRF Slater Co, Inc., 600 S. Livingston Ave, Livingston, NJ 07039 is an asset management company specializing in commercial real estate development and management. Effective October 1, 2018, I act as an asset manager where I devote approximately 40 hours per week. Beech Hill Advisors, Inc., 880 Third Avenue, NY, NY 10022 is an industry related SEC RIA. Effective October 2017 I am a Sr. VP and Fixed Income Portfolio Manager devoting approximately 40 hours per month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Evan David Slater MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2017 - Present
BEECH HILL ADVISORS, INC
RIA
CRD#: 110457
Livingston, NJ
Current
April 1, 2016 - Present
BEECH HILL SECURITIES, INC.
Office #1: 880 Third Avenue 16th Floor, New York, NY 10022BD
CRD#: 24771
New York, NY
Past
April 23, 2013 - April 14, 2016
STOCKCROSS FINANCIAL SERVICES, INC.
BD
CRD#: 6670
DENVER, CO
Past
February 16, 2012 - April 29, 2013
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
ENGLEWOOD, CO
Past
October 1, 2003 - February 7, 2012
GMS GROUP
BD
CRD#: 8000
LIVINGSTON, NJ
Past
December 1, 1998 - September 30, 2003
SCHONFELD SECURITIES, LLC
BD
CRD#: 23304
JERICHO, NY
Past
October 23, 1992 - May 13, 1997
GMS GROUP
BD
CRD#: 8000
EAST HANOVER, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BH
BEECH HILL ADVISORS, INC
BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.
CRD#: 110457 / SEC#: 801-31503
RIA
Registered Investment Advisory firm - (4/1/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2016)
RR
Colorado(4/1/2016)
RR
Florida(4/1/2016)
IAR
Massachusetts(12/8/2017)
RR
Michigan(2/15/2019)
RR
New Jersey(4/1/2016)
RR
New York(4/1/2016)
IAR
New York(8/17/2022)
RR
Pennsylvania(4/1/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 2/1/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BH
BEECH HILL ADVISORS, INC
BEECH HILL ADVISORS, INC | CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC. | CANTOR & WEISS ASSET MANAGEMENT CO., INC.
CRD#: 110457 / SEC#: 801-31503
RIA
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Contact information
Main Address
880 Third Ave 16th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 350-7250
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 358,565,215 |
Red Flags
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