Brian K. Hyndman

BLUE OCEAN ATS

WEST PALM BEACH, FL 33401

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CRD#: 2281837

Professional summary

Brian Keith Hyndman, who also goes by Brian Hyndman, is a registered financial professional currently at BLUE OCEAN ATS located in West Palm Beach, Florida.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 8 firms and has passed the Series 63, Series 7, Series 24, Series 27, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Hyndman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Keith Hyndman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2022 - Present

BLUE OCEAN ATS

Office #1: 515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401Office #2: Brook 35 Plaza //suite 250, Sea Girt, NJ 08750

CRD#: 306512

WEST PALM BEACH, FL

Past

December 9, 2005 - February 13, 2006

INET ATS, INC.

CRD#: 20746

JERSEY CITY, NJ

Past

December 9, 2005 - April 11, 2014

NASDAQ CAPITAL MARKETS ADVISORY LLC

CRD#: 104295

NEW YORK, NY

Past

February 11, 2000 - April 13, 2015

NASDAQ EXECUTION SERVICES, LLC

CRD#: 7270

NEW YORK, NY

Past

April 14, 1998 - May 5, 2000

THE BRASS UTILITY, L.L.C.

CRD#: 43649

NEW YORK, NY

Past

April 11, 1994 - January 9, 1998

NEBRASKA HUDSON COMPANY, INC.

CRD#: 27501

OMAHA, NE

Past

February 26, 1993 - November 29, 1995

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

December 10, 1992 - February 16, 1993

ROBERT TODD FINANCIAL CORP.

CRD#: 7423

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/27/2025)

Exams

State Security Law Exam

Series 63

Date: 12/14/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/7/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/24/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/2/1998

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 5/17/1996

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/21/1995

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

BLUE OCEAN ATS

BLUE OCEAN ATS | BLUE OCEAN ATS, LLC

CRD#: 306512 / SEC#: , 8-70452

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401

Mailing Address

515 N. Flagler Dr, Suite 350 515, West Palm Beach, FL 33401

Phone number

(917) 533-5595

Established

Delaware since 10/31/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BLUE OCEAN TECHNOLOGIES, LLC	MANAGING MEMBER
BEATON, DANIEL STEWART	REGISTERED FINANCIAL PRINCIPAL	4240769
BROWN, JASON MATTHEW	HEAD OF SALES AND ATS OPERATIONS	2334010
HYNDMAN, BRIAN KEITH	PRESIDENT & CEO	2281837
MEADE, CHRISTOPHER HILARY	CHIEF COMPLIANCE OFFICER	2629159
WISHIK, EDWARD	CHIEF FINANCIAL OFFICER	2264777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Hyndman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Keith Hyndman's CRS (Customer Relationship Summary).

Certified licenses

Experience

INET ATS, INC.

NASDAQ CAPITAL MARKETS ADVISORY LLC

NASDAQ EXECUTION SERVICES, LLC

THE BRASS UTILITY, L.L.C.

NEBRASKA HUDSON COMPANY, INC.

TD AMERITRADE, INC.

ROBERT TODD FINANCIAL CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/14/1992

Series 7

Date: 12/7/1992

Series 24

Date: 6/24/2023

Series 27

Date: 3/2/1998

Series 53

Date: 5/17/1996

Series 4

Date: 12/21/1995

FINRA

Current Firm

BLUE OCEAN ATS

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLUE OCEAN ATS

TRUST BUT VERIFY

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