Donald H. Hooker
Professional summary
Donald Houghton Hooker III, who also goes by Donald Houghton Hooker, is a registered financial professional currently at BOURNE PARTNERS SECURITIES, LLC located in Charlotte, North Carolina.
Donald is registered as a RR (Registered Representative) and started their career in finance in 2000. Donald has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Houghton Hooker III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2025 - Present
BOURNE PARTNERS SECURITIES, LLC
Office #1: 550 South Caldwell Street Suite 900, Charlotte, NC 28202May 16, 2023 - February 12, 2024
CAPITAL ONE SECURITIES, INC.
March 25, 2013 - March 14, 2022
KEYBANC CAPITAL MARKETS INC.
June 17, 2010 - September 5, 2012
MORGAN STANLEY & CO. LLC
March 13, 2002 - May 6, 2010
UBS SECURITIES LLC
August 23, 2001 - January 18, 2002
UBS SECURITIES LLC
November 3, 2000 - November 13, 2000
UBS SECURITIES LLC
September 7, 2000 - November 3, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2025)
(12/9/2025)
Exams
Series 79TO
Date: 8/7/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BOURNE PARTNERS SECURITIES, LLC
CRD#: 131107 / SEC#: , 8-66421
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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