James Fagan Zanze
Professional Summary
James Fagan Zanze is a registered financial advisor currently at AQUILO PARTNERS, L.P. located in San Francisco, California. James is registered as a RR (Registered Representative) and started their career in finance in 1999. James has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
AQUILO PARTNERS, INC. | BIOADVISORS, INC. | AQUILO PARTNERS, L.P.
Contact Information
Main Address
601 California Street, Suite 500, San Francisco, CA 94108Mailing Address
601 California Street, Suite 500, San Francisco, CA 94108Phone Number
(415) 677-0999Established
California since 12/12/2008Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/6/2003)
(3/28/2008)
(1/9/2009)
(3/3/2008)
(9/10/2003)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Fagan Zanze's CRS (Customer Relationship Summary).
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