Scott A. Hirth

ARBOR RESEARCH & TRADING

Lake Barrington, IL 60010

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CRD#: 2276204

Professional summary

Scott Allen Hirth is a registered financial professional currently at ARBOR RESEARCH & TRADING, LLC located in Lake Barrington, Illinois.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1992. Scott has worked at 2 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2006 - Present

ARBOR RESEARCH & TRADING, LLC

Office #1: 22333 Classic Court, Lake Barrington, IL 60010

CRD#: 21313

Lake Barrington, IL

Past

June 9, 2004 - November 15, 2005

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

MILWAUKEE, WI

Past

November 27, 1992 - November 15, 2005

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(2/1/2006)

New York
(2/1/2006)

Texas
(2/1/2006)

Exams

State Security Law Exam

Series 63

Date: 2/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/11/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/24/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/3/2014

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ARBOR RESEARCH & TRADING, LLC

CRD#: 21313 / SEC#: , 8-38818

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

22333 Classic Court, Lake Barrington, IL 60010

Mailing Address

22333 Classic Court, Lake Barrington, IL 60010

Phone number

(847) 304-1550

Established

Delaware since 06/28/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ARBOR RESEARCH HOLDINGS, LLC	OWNER
HANDLER, FRED DAVID JR	CHIEF EXECUTIVE OFFICER & DIRECTOR	1278354
LUSTIG, DANIEL JAY	EXECUTIVE VICE PRESIDENT	1496662
MCELWREATH, EDWARD THOMAS	EXECUTIVE VICE PRESIDENT	1111324
MOISE, MICHAEL PAUL	PRESIDENT, FINOP & DIRECTOR	5910037
MOISE, MICHAEL PAUL	CHIEF COMPLIANCE OFFICER	5910037

Disclosures

Regulatory Event

Red Flags

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Scott A. Hirth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Allen Hirth's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1993

Series 52TO

Date: 9/25/2025

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 10/11/1999

Series 7

Date: 11/24/1992

Series 53

Date: 10/3/2014

FINRA

Current Firm

ARBOR RESEARCH & TRADING, LLC

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ARBOR RESEARCH & TRADING, LLC

TRUST BUT VERIFY

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