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FIRM PROFILE
Overview
ARBOR RESEARCH & TRADING, LLC is located at 22333 Classic Court, Lake Barrington, IL 60010 and was first established at Chicago, Delaware in 06/28/2012. After operating for 13 years, ARBOR RESEARCH & TRADING, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ARBOR RESEARCH & TRADING, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ARBOR RESEARCH & TRADING, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ARBOR RESEARCH & TRADING, LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ARBOR RESEARCH & TRADING, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ARBOR RESEARCH & TRADING, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ARBOR RESEARCH & TRADING, LLC Comes From
Understanding the Statistics for ARBOR RESEARCH & TRADING, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
22333 Classic Court, Lake Barrington, IL 60010
22333 Classic Court, Lake Barrington, IL 60010
Small
(847) 304-1550
Delaware since 06/28/2012
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ARBOR RESEARCH HOLDINGS, LLC | OWNER | ||
| HANDLER, FRED DAVID JR | CHIEF EXECUTIVE OFFICER & DIRECTOR | 1278354 | |
| LUSTIG, DANIEL JAY | EXECUTIVE VICE PRESIDENT | 1496662 | |
| MCELWREATH, EDWARD THOMAS | EXECUTIVE VICE PRESIDENT | 1111324 | |
| MOISE, MICHAEL PAUL | PRESIDENT, FINOP & DIRECTOR | 5910037 | |
| MOISE, MICHAEL PAUL | CHIEF COMPLIANCE OFFICER | 5910037 |
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Advisor's working at ARBOR RESEARCH & TRADING, LLC
Edward Thomas Mcelwreath
James Arthur Bianco
Lori Ann Muzinic
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