Lisa A. Smith
Professional summary
Lisa Antoinette Smith, who also goes by Lisa Smith, Lisa Antoinette Williams, is a registered financial professional currently at BLAYLOCK VAN, LLC located in Oakland, California.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1993. Lisa has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Antoinette Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2026 - Present
BLAYLOCK VAN, LLC
Office #1: 350 Frank H. Ogawa Plaza 10th Floor, Oakland, CA, 94612June 13, 2017 - December 5, 2022
MUFG SECURITIES AMERICAS INC.
March 25, 2014 - May 30, 2017
SIEBERT WILLIAMS SHANK & CO., LLC
January 27, 2011 - March 14, 2014
LOOP CAPITAL MARKETS LLC
March 13, 1994 - June 5, 2001
STONE & YOUNGBERG LLC
September 7, 1993 - February 2, 1994
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
BLAYLOCK VAN, LLC
CRD#: 145317Oakland, CA 94612TRUST BUT VERIFY
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