Daniel F. Mccooey
Professional summary
Daniel Francis Mccooey, who also goes by Daniel F Mccooey, is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Francis Mccooey's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2015 - Present
THIRD SEVEN CAPITAL LLC
Office #1: 67 Holly Hill Lane Suite 300c, Greenwich, CT 06830April 10, 2014 - March 11, 2015
COWEN PRIME SERVICES LLC
September 30, 2002 - August 30, 2012
WEEDEN & CO.L.P.
June 30, 1993 - September 27, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2015)
(3/9/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/18/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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