Mark A. Gash
ON INVESTMENT MANAGEMENT CO
Overland Park, KS 66210
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CRD#: 2275493
Professional summary
Mark Allen Gash, CFP® is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Overland Park, Kansas and THE O.N. EQUITY SALES COMPANY located in Overland Park, Kansas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Persons with Disabilities Advisory board to the city of Olathe Kansas; 100 E. Santa Fe St. Olathe KS 66051; not investment related; volunteer city board that serves as a resource and liason for the disabled community in Olathe KS; chairperson;01/01/2000; 8 hous/month (0 during market hours); Running meeting advising city council helping to organize community events. 2) EVERGREEN LIVING INNOVATIONS. 11875 SOUTH SUNSET DRIVE, SUITE 100, OLATHE, KS 66061. BOARD MEMBERSHIP-VOLUNTEER POSITION. 2-3 HOURS/MO; 0 DURING TRADING HOURS. 3) NON INVESTMENT RELATED INSURANCE SALES THROUGH VARIOUS CARRIERS.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Gash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
May 5, 2021 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 8500 W. 110th Street Suite 650, Overland Park, KS 66210RIA
CRD#: 105662
Overland Park, KS
Current
May 3, 2021 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 8500 West 110th Street Suite 510, Overland Park, KS 66210BD
CRD#: 2936
Overland Park, KS
Past
April 25, 2018 - May 4, 2021
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Overland Park, KS
Past
August 1, 2017 - May 3, 2021
PRIME CAPITAL FINANCIAL
RIA
CRD#: 288712
OVERLAND PARK, KS
Past
March 7, 2014 - October 13, 2017
LAWING FINANCIAL INC
RIA
CRD#: 117178
OVERLAND PARK, KS
Past
March 3, 2014 - April 30, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
OVERLAND PARK, KS
Past
March 24, 2003 - March 6, 2014
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
OLATHE, KS
Past
January 23, 2003 - March 6, 2014
NYLIFE SECURITIES LLC
BD
CRD#: 5167
OLATHE, KS
Past
October 5, 1992 - January 13, 2003
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2021)
RR
Arkansas(5/3/2021)
RR
Colorado(5/3/2021)
RR
Florida(5/3/2021)
RR
Iowa(7/2/2021)
IAR
Iowa(8/23/2021)
RR
Kansas(5/3/2021)
IAR
Kansas(5/5/2021)
RR
Minnesota(5/3/2021)
IAR
Minnesota(2/1/2022)
RR
Missouri(5/3/2021)
IAR
Missouri(5/5/2021)
RR
New York(7/2/2021)
RR
Texas(5/3/2021)
IAR
Texas(5/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
