Daniel S. Williams

VANDERBILT SECURITIES

Garden City, NY 11530

Some features on this profile are disabled

CRD#: 2274653

Professional summary

Daniel Steven Williams JR is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Garden City, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1999. Daniel has worked at 6 firms and has passed the Series 63, SIE, Series 6, Series 21 and Series 25 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Steven Williams JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2025 - Present

VANDERBILT SECURITIES, LLC

Office #1: 1461 Franklin Avenue, Garden City, NY 11530

CRD#: 5953

Garden City, NY

Past

October 11, 2024 - May 30, 2025

OSAIC WEALTH, INC.

CRD#: 23131

GARDEN CITY, NY

Past

June 20, 2016 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

GARDEN CITY, NY

Past

September 19, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

ROSLYN, NY

Past

September 19, 2005 - June 21, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

EAST HILLS, NY

Past

September 27, 1999 - February 14, 2005

VAN DER MOOLEN SPECIALISTS USA, LLC

CRD#: 32034

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/27/2025)

California
(5/27/2025)

Connecticut
(5/27/2025)

Delaware
(7/3/2025)

Florida
(5/27/2025)

Georgia
(5/27/2025)

Illinois
(6/23/2025)

Massachusetts
(7/29/2025)

Missouri
(5/27/2025)

New Jersey
(5/27/2025)

New York
(5/27/2025)

North Carolina
(6/12/2025)

Ohio
(5/27/2025)

Pennsylvania
(5/27/2025)

South Carolina
(5/27/2025)

Texas
(5/27/2025)

Exams

State Security Law Exam

Series 63

Date: 9/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/17/2005

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 21

Date: 12/10/2002

NYSE Front Line Specialist Clerk

General Industry/Product Exam

Series 25

Date: 6/16/1999

NYSE Trading Assistant Examination

SRO Registrations

FINRA

Current Firm

VANDERBILT SECURITIES, LLC

RICHARDT-ALYN & CO. | VANDERBILT SECURITIES, LLC | VANDERBILT SECURITIES

CRD#: 5953 / SEC#: , 8-16712

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Mailing Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Phone number

(631) 845-5100

Established

New York since 12/05/2001

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VANDERBILT CAPITAL, LLC	SOLE OWNER
ANTENOR, JR, DANIEL	CHIEF OPERATIONS OFFICER/OPTIONS/MUNI	5839052
DISTANTE, STEPHEN ALFRED	CEO - LIMITED PARTNER	2206574
PLAPP, MEGAN LYNN	FINOP, POO, PFO, CFO	6790596
THOMAS, MICHELLE DENISE	CHIEF COMPLIANCE OFFICER	2210435
TRIFILETTI, JOSEPH JOHN	PRESIDENT	5295897

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Matthew James Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel S. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Steven Williams JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

VAN DER MOOLEN SPECIALISTS USA, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/2005

SIE

Date: 10/1/2018

Series 6

Date: 9/17/2005

Series 21

Date: 12/10/2002

Series 25

Date: 6/16/1999

FINRA

Current Firm

VANDERBILT SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VANDERBILT SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors