FL
Francis T. Lamantia
SEAPORT GLOBAL SECURITIES
New York, NY 10017
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CRD#: 2273665
FL
Professional summary
Francis Thomas Lamantia is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1993. Francis has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Francis Thomas Lamantia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 24, 2011 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Avenue 22nd Floor, New York, NY, 10017Office #2: 2 Greenwich Office Park Suite 150, Greenwich, CT 06831BD
CRD#: 116270
New York, NY
Past
April 7, 2009 - December 1, 2011
MF GLOBAL INC.
BD
CRD#: 6731
NEW YORK, NY
Past
October 2, 1998 - February 27, 2009
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
BD
CRD#: 39137
WESTPORT, CT
Past
June 6, 1997 - September 9, 1998
ABSA SECURITIES, INC.
BD
CRD#: 24174
Past
July 25, 1996 - May 13, 1997
RELIGARE CAPITAL MARKETS (USA) LLC
BD
CRD#: 39142
NEW YORK, NY
Past
January 17, 1995 - July 10, 1996
NOYES PARTNERS INCORPORATED
BD
CRD#: 10128
NEW YORK, NY
Past
September 30, 1994 - October 18, 1994
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
December 20, 1993 - January 31, 1994
HARTFIELD, TITUS & DONNELLY, LLC
BD
CRD#: 7117
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/24/2011)
RR
Alaska(11/24/2011)
RR
Arizona(11/24/2011)
RR
Arkansas(11/24/2011)
RR
California(11/24/2011)
RR
Colorado(11/24/2011)
RR
Connecticut(12/2/2011)
RR
Delaware(11/24/2011)
RR
District of Columbia(11/24/2011)
RR
Florida(11/24/2011)
RR
Georgia(11/24/2011)
RR
Hawaii(11/24/2011)
RR
Idaho(11/24/2011)
RR
Illinois(11/24/2011)
RR
Indiana(11/24/2011)
RR
Iowa(11/24/2011)
RR
Kansas(11/24/2011)
RR
Kentucky(11/24/2011)
RR
Louisiana(11/24/2011)
RR
Maine(11/24/2011)
RR
Maryland(11/24/2011)
RR
Massachusetts(11/24/2011)
RR
Michigan(11/24/2011)
RR
Minnesota(11/24/2011)
RR
Mississippi(11/24/2011)
RR
Missouri(11/24/2011)
RR
Montana(11/24/2011)
RR
Nebraska(11/24/2011)
RR
Nevada(11/24/2011)
RR
New Hampshire(11/24/2011)
RR
New Jersey(11/24/2011)
RR
New Mexico(11/24/2011)
RR
New York(11/24/2011)
RR
North Carolina(11/24/2011)
RR
North Dakota(11/24/2011)
RR
Ohio(11/24/2011)
RR
Oklahoma(11/24/2011)
RR
Oregon(11/24/2011)
RR
Pennsylvania(11/24/2011)
RR
Puerto Rico(10/4/2016)
RR
Rhode Island(11/24/2011)
RR
South Carolina(11/24/2011)
RR
South Dakota(11/24/2011)
RR
Tennessee(11/24/2011)
RR
Texas(11/24/2011)
RR
Utah(11/24/2011)
RR
Vermont(11/24/2011)
RR
Virginia(11/24/2011)
RR
Washington(11/30/2011)
RR
West Virginia(11/24/2011)
RR
Wisconsin(11/24/2011)
RR
Wyoming(11/24/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SG
SEAPORT GLOBAL SECURITIES LLC
PERICLES CAPITAL | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC
CRD#: 116270 / SEC#: , 8-53535
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
360 Madison Ave 22nd Floor, New York, NY 10017
Mailing Address
360 Madison Ave 22nd Floor, New York, NY 10017
Phone number
(212) 616-7700
Established
Delaware since 05/04/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
