Christopher T. Latta

DELOITTE CORPORATE FINANCE LLC

CHARLOTTE, NC 28202-4200

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CRD#: 2273607

Professional summary

Christopher Thomas Latta, who also goes by Christopher Thomas Latta, is a registered financial professional currently at DELOITTE CORPORATE FINANCE LLC located in Charlotte, North Carolina.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 62 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christopher Thomas Latta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Thomas Latta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2025 - Present

DELOITTE CORPORATE FINANCE LLC

Office #1: 650 S. Tryon Street Suite 1800, Charlotte, NC 28202-4200

CRD#: 111747

CHARLOTTE, NC

Past

August 16, 2021 - November 18, 2024

REGIONS SECURITIES LLC

CRD#: 159475

Charlotte, NC

Past

December 11, 2017 - September 24, 2019

FIDUS SECURITIES, LLC

CRD#: 132882

CHARLOTTE, NC

Past

June 5, 2009 - January 10, 2012

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

July 1, 2003 - May 9, 2008

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

October 6, 1999 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/21/2025)

Alaska
(2/21/2025)

Arizona
(2/21/2025)

Arkansas
(2/21/2025)

California
(2/21/2025)

Colorado
(2/21/2025)

Connecticut
(2/21/2025)

Delaware
(2/21/2025)

District of Columbia
(2/21/2025)

Florida
(2/21/2025)

Georgia
(2/21/2025)

Hawaii
(2/21/2025)

Idaho
(2/21/2025)

Illinois
(2/21/2025)

Indiana
(2/21/2025)

Iowa
(2/21/2025)

Kansas
(2/21/2025)

Kentucky
(2/21/2025)

Louisiana
(2/21/2025)

Maine
(2/21/2025)

Maryland
(2/21/2025)

Massachusetts
(2/21/2025)

Michigan
(2/21/2025)

Minnesota
(2/21/2025)

Mississippi
(2/21/2025)

Missouri
(2/21/2025)

Montana
(2/21/2025)

Nebraska
(2/21/2025)

Nevada
(2/21/2025)

New Hampshire
(2/21/2025)

New Jersey
(2/21/2025)

New Mexico
(2/21/2025)

New York
(2/21/2025)

North Carolina
(2/21/2025)

North Dakota
(2/21/2025)

Ohio
(2/24/2025)

Oklahoma
(2/21/2025)

Oregon
(2/21/2025)

Pennsylvania
(2/21/2025)

Rhode Island
(2/21/2025)

South Carolina
(2/21/2025)

South Dakota
(2/21/2025)

Tennessee
(2/21/2025)

Texas
(2/21/2025)

Utah
(2/21/2025)

Vermont
(2/21/2025)

Virginia
(2/21/2025)

Washington
(2/21/2025)

West Virginia
(2/21/2025)

Wisconsin
(2/21/2025)

Wyoming
(2/21/2025)

Exams

State Security Law Exam

Series 63

Date: 1/4/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 8/26/2021

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 12/11/2017

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 7

Date: 10/5/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DELOITTE CORPORATE FINANCE LLC

DELOITTE & TOUCHE CORPORATE FINANCE LLC | DELOITTE CORPORATE FINANCE LLC

CRD#: 111747 / SEC#: , 8-53196

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

111 S. Wacker Drive, Chicago, IL 60606-4301

Mailing Address

111 S. Wacker Drive, Chicago, IL 60606-4301

Phone number

(213) 688-6560

Established

Delaware since 01/02/2001

Firm type

Limited Liability Company

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DELOITTE CORPORATE FINANCE HOLDING LLC	PARENT (SOLE MEMBER OF LLC)
FLANIGAN, KEVAN KARL	CHIEF COMPLIANCE OFFICER	4374936
FRAME, WILLIAM HAMILTON PURVIS	CHIEF EXECUTIVE OFFICER	4377290
RYAN, PATRICK JOSEPH	CHIEF FINANCIAL OFFICER / FINOP	4701737

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher T. Latta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Thomas Latta's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGIONS SECURITIES LLC

FIDUS SECURITIES, LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/4/2018

Series 79TO

Date: 8/26/2021

SIE

Date: 10/1/2018

Series 62

Date: 12/11/2017

Series 7

Date: 10/5/1999

FINRA

Current Firm

DELOITTE CORPORATE FINANCE LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DELOITTE CORPORATE FINANCE LLC

TRUST BUT VERIFY

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