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Adrienne Yost Hart

TANGENT CAPITAL PARTNERS
Short Hills, NJ
·CRD# 1510179·37 years experience

Professional Summary

Adrienne Yost Hart, who also goes by Adrienne Elizabeth Hart, Adrienne Elizabeth Yost, is a registered financial advisor currently at TANGENT CAPITAL PARTNERS, LLC located in Short Hills, New Jersey. Adrienne is registered as a RR (Registered Representative) and started their career in finance in 1986. Adrienne has worked at 7 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 14, Series 27, Series 4, Series 53 and Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adrienne Elizabeth Hart, Adrienne Elizabeth Yost

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

TANGENT CAPITAL PARTNERS, LLC·CRD# 146999
BD
Short Hills, NJ
October 2, 2023 - Present
ORCHARD SECURITIES, LLC·CRD# 133378
BD
Pleasant Grove, UT
January 24, 2019 - April 16, 2026
ROCKDALE SECURITIES, LLC·CRD# 169798
BD
Bountiful, UT
March 31, 2015 - April 16, 2026
FS INVESTMENT SOLUTIONS, LLC·CRD# 145244
BD
Philadelphia, PA
April 29, 2010 - September 5, 2014
SOVEREIGN SECURITIES CORPORATION, LLC·CRD# 112638
BD
Philadelphia, PA
October 5, 2001 - July 31, 2009
FIRST CLEARING, LLC·CRD# 17344
BD
St. Louis, MO
June 24, 1991 - June 2, 1998
WM SWORD & CO. INCORPORATED·CRD# 7122
BD
May 20, 1986 - September 29, 1988

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Current Firm

TC
TANGENT CAPITAL PARTNERS, LLC

TANGENT CAPITAL PARTNERS, LLC

CRD#: 146999 / SEC#: 8-67885
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

14 Wyndham Road, Short Hills, NJ 07078

Mailing Address

30 Chatham Road P.o.box 708, Short Hills, NJ 07078

Phone Number

(215) 816-2800

Established

Delaware since 11/07/2007

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (32 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TANGENT CAPITAL HOLDINGS, LLCSOLE OWNER—
FELDMAN, RICHARD MARKFINANCIAL AND OPERATIONS PRINCIPAL2273453
HART, ADRIENNE YOSTCHIEF COMPLIANCE OFFICER1510179

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maine
(4/11/2024)
RR
Montana
(1/27/2025)
RR
New Hampshire
(9/6/2024)
RR
New Jersey
(8/21/2024)
RR
New York
(10/2/2023)
RR
Ohio
(1/2/2025)
RR
Pennsylvania
(10/2/2023)
RR
Rhode Island
(1/6/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2001About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1995About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1991About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 1998About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1995About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1994About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jun 1994About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Adrienne Yost Hart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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