Peter Lapietra
Professional summary
Peter Lapietra, who also goes by Pete Lapietra, is a registered financial professional currently at TRIBAL CAPITAL MARKETS, LLC located in Orlando, Florida.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Lapietra's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2014 - Present
TRIBAL CAPITAL MARKETS, LLC
November 9, 2006 - October 1, 2014
BRAVER STERN SECURITIES LLC
February 1, 2001 - October 27, 2006
FHN FINANCIAL SECURITIES CORP.
February 19, 1993 - July 25, 1996
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2014)
(11/7/2014)
(3/26/2025)
(1/25/2022)
(11/7/2014)
(11/18/2019)
Exams
FINRA
Current Firm
TRIBAL CAPITAL MARKETS, LLC
CRD#: 38901 / SEC#: , 8-48460
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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