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CRD#: 38901
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TRIBAL CAPITAL MARKETS, LLC is located at 10243 Mattraw Place, Orlando, FL 32836 and was first established at Florida, Delaware in 04/20/2015. After operating for 10 years, TRIBAL CAPITAL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRIBAL CAPITAL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. TRIBAL CAPITAL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRIBAL CAPITAL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRIBAL CAPITAL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRIBAL CAPITAL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TRIBAL CAPITAL MARKETS, LLC Comes From

Understanding the Statistics for TRIBAL CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
10243 Mattraw Place, Orlando, FL 32836
Mailing Address
10243 Mattraw Place, Orlando, FL 32836
Firm Size
Small
Phone Number
(212) 376-7492
Established
Delaware since 04/20/2015
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PLP CAPITAL, LLCMEMBER
HARRIS, PATRICK EUGENECCO5748909
LAPIETRA, PETERCEO2273197
OCHOJSKI, GREGORY ANDREFINOP4705726

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at TRIBAL CAPITAL MARKETS, LLC

CG

Cynthia Giannatasio

Cynthia Goger
RR
CRD#: 2009193
Location:
Orlando, FL 32836
Company:
TRIBAL CAPITAL MARKETS, LLC
Disclosures:
Experience:
36 years
View Profile
BM

Barry Charles Mohr JR

Barry Charles Mohr
RR
CRD#: 2252397
Location:
Orlando, FL 32836
Company:
TRIBAL CAPITAL MARKETS, LLC
Disclosures:
Experience:
30 years
View Profile
PL

Peter Lapietra

Pete Lapietra
RR
CRD#: 2273197
Location:
Orlando, FL
Company:
TRIBAL CAPITAL MARKETS, LLC
Disclosures:
Experience:
33 years
View Profile
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