Michael E. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Levy was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2024 - July 3, 2025
PHCP, LLC
June 15, 2015 - August 9, 2022
OCTAGON CAPITAL GROUP, LLC
January 16, 2014 - June 22, 2015
M&A SECURITIES GROUP, INC.
March 23, 2005 - June 3, 2013
PARAGON CAPITAL PARTNERS, LLC
November 24, 2000 - September 4, 2002
LEHMAN BROTHERS INC.
October 1, 1998 - January 26, 2000
BANC OF AMERICA SECURITIES LLC
April 7, 1995 - October 1, 1998
BANCAMERICA SECURITIES, INC.
November 22, 1992 - April 3, 1995
CONTINENTAL PARTNERS INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
PHCP, LLC
CRD#: 300729 / SEC#: , 8-70289
Contact information
FINRA licenses (10 States and Territories)
Red Flags
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